| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LAZARD ASSET MANAGEMENT LLC | 2,879,764 | 101,454,000 | 33.38% | ||
| 2 | Karpus Management, Inc. | 1,039,467 | 36,620,000 | 12.05% | ||
| 3 | Gramercy Funds Management LLC | 805,743 | 28,386,000 | 9.34% | ||
| 4 | Overbrook Management Corp | 693,273 | 24,424,000 | 8.04% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 344,204 | 12,126,000 | 3.99% | ||
| 6 | MORGAN STANLEY | 338,002 | 11,908,000 | 3.92% | ||
| 7 | RAYMOND JAMES & ASSOCIATES | 280,695 | 9,889,000 | 3.25% | ||
| 8 | 1607 Capital Partners, LLC | 270,088 | 9,515,000 | 3.13% | ||
| 9 | GOLDMAN SACHS GROUP INC | 246,118 | 8,671,000 | 2.85% | ||
| 10 | HSBC HOLDINGS PLC | 215,480 | 7,591,000 | 2.50% | ||
| 11 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 200,382 | 7,059,000 | 2.32% | ||
| 12 | Mraz, Amerine & Associates, Inc. | 154,386 | 5,439,000 | 1.79% | ||
| 13 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 100,041 | 3,542,000 | 1.17% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 97,538 | 3,436,000 | 1.13% | ||
| 15 | Cetera Advisor Networks LLC | 90,802 | 3,201,000 | 1.05% | ||
| 16 | CORNERSTONE ADVISORS INC | 83,043 | 2,926,000 | 0.96% | ||
| 17 | Thomas J. Herzfeld Advisors, Inc. | 82,211 | 2,896,000 | 0.95% | ||
| 18 | SG Americas Securities, LLC | 66,671 | 2,349,000 | 0.77% | ||
| 19 | DOLIVER ADVISORS, LP | 59,744 | 2,105,000 | 0.69% | ||
| 20 | Shaker Financial Services, LLC | 43,402 | 1,529,000 | 0.50% | ||
| 21 | WELLS FARGO & COMPANY/MN | 38,206 | 1,346,000 | 0.44% | ||
| 22 | NEVILLE RODIE & SHAW INC | 36,257 | 1,277,000 | 0.42% | ||
| 23 | Raymond James Financial Services Advisors, Inc. | 31,567 | 1,112,000 | 0.37% | ||
| 24 | Cannell & Co. | 29,904 | 1,054,000 | 0.35% | ||
| 25 | BNP PARIBAS FINANCIAL MARKETS | 29,417 | 1,048,420 | 0.34% | ||
| 26 | PNC FINANCIAL SERVICES GROUP, INC. | 28,660 | 1,010,000 | 0.33% | ||
| 27 | FIRST TRUST ADVISORS LP | 27,089 | 954,000 | 0.31% | ||
| 28 | WOLVERINE ASSET MANAGEMENT LLC | 25,607 | 902,000 | 0.30% | ||
| 29 | LEVIN CAPITAL STRATEGIES, L.P. | 24,869 | 876,000 | 0.29% | ||
| 30 | TFS CAPITAL LLC | 22,593 | 796,000 | 0.26% | ||
| 31 | US BANCORP \DE\ | 20,642 | 727,000 | 0.24% | ||
| 32 | FIRST FOUNDATION ADVISORS | 20,568 | 725,000 | 0.24% | ||
| 33 | Cambridge Investment Research Advisors, Inc. | 17,046 | 601,000 | 0.20% | ||
| 34 | Bulldog Investors, LLP | 15,061 | 531,000 | 0.17% | ||
| 35 | Rathbones Group PLC | 13,774 | 485,000 | 0.16% | ||
| 36 | Taylor, Cottrill LLC | 13,621 | 480,000 | 0.16% | ||
| 37 | LPL Financial LLC | 13,215 | 466,000 | 0.15% | ||
| 38 | TIAA CREF TRUST CO FSB/MO | 12,595 | 444,000 | 0.15% | ||
| 39 | Columbia Asset Management | 16,800 | 428,000 | 0.14% | ||
| 40 | SII INVESTMENTS INC/WI | 12,069 | 398,000 | 0.13% | ||
| 41 | Whitegate Investment Counselors, Inc. | 12,055 | 376,000 | 0.12% | ||
| 42 | Bank of New York Mellon Corp | 9,922 | 350,000 | 0.12% | ||
| 43 | GSA CAPITAL PARTNERS LLP | 9,195 | 324,000 | 0.11% | ||
| 44 | Haverford Trust Co | 9,055 | 319,000 | 0.10% | ||
| 45 | PINNACLE ASSOCIATES LTD | 8,526 | 300,000 | 0.10% | ||
| 46 | OPPENHEIMER & CO INC | 5,803 | 204,000 | 0.07% | ||
| 47 | Creative Planning | 5,800 | 204,000 | 0.07% | ||
| 48 | FIRST MANHATTAN CO. LLC. | 5,763 | 203,000 | 0.07% | ||
| 49 | MONETARY MANAGEMENT GROUP INC | 5,303 | 187,000 | 0.06% | ||
| 50 | ROYAL BANK OF CANADA | 5,089 | 179,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
