| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LAZARD ASSET MANAGEMENT LLC | 2,571,204 | 94,646,000 | 27.56% | ||
| 2 | Karpus Management, Inc. | 1,255,238 | 46,218,000 | 13.46% | ||
| 3 | Gramercy Funds Management LLC | 812,243 | 29,907,000 | 8.71% | ||
| 4 | Bulldog Investors, LLP | 732,353 | 26,965,000 | 7.85% | ||
| 5 | Overbrook Management Corp | 515,640 | 18,986,000 | 5.53% | ||
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 364,804 | 13,432,000 | 3.91% | ||
| 7 | MORGAN STANLEY | 335,208 | 12,342,000 | 3.59% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 328,833 | 12,108,000 | 3.53% | ||
| 9 | 1607 Capital Partners, LLC | 264,522 | 9,740,000 | 2.84% | ||
| 10 | GOLDMAN SACHS GROUP INC | 218,549 | 8,047,000 | 2.34% | ||
| 11 | HSBC HOLDINGS PLC | 215,480 | 7,934,000 | 2.31% | ||
| 12 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 209,406 | 7,710,000 | 2.25% | ||
| 13 | Mraz, Amerine & Associates, Inc. | 154,741 | 5,698,000 | 1.66% | ||
| 14 | WOLVERINE ASSET MANAGEMENT LLC | 133,478 | 4,914,000 | 1.43% | ||
| 15 | Shaker Financial Services, LLC | 113,927 | 4,195,000 | 1.22% | ||
| 16 | CORNERSTONE ADVISORS INC | 109,944 | 4,047,000 | 1.18% | ||
| 17 | BANK OF AMERICA CORP /DE/ | 102,202 | 3,763,000 | 1.10% | ||
| 18 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 99,811 | 3,675,000 | 1.07% | ||
| 19 | Cetera Advisor Networks LLC | 90,515 | 3,336,000 | 0.97% | ||
| 20 | Thomas J. Herzfeld Advisors, Inc. | 89,166 | 3,283,000 | 0.96% | ||
| 21 | SG Americas Securities, LLC | 66,671 | 2,455,000 | 0.71% | ||
| 22 | DOLIVER ADVISORS, LP | 47,816 | 1,761,000 | 0.51% | ||
| 23 | WELLS FARGO & COMPANY/MN | 37,885 | 1,395,000 | 0.41% | ||
| 24 | PNC FINANCIAL SERVICES GROUP, INC. | 35,524 | 1,308,000 | 0.38% | ||
| 25 | NEVILLE RODIE & SHAW INC | 33,307 | 1,226,000 | 0.36% | ||
| 26 | Cannell & Co. | 29,904 | 1,101,000 | 0.32% | ||
| 27 | FIRST TRUST ADVISORS LP | 29,721 | 1,094,000 | 0.32% | ||
| 28 | Raymond James Financial Services Advisors, Inc. | 28,661 | 1,055,000 | 0.31% | ||
| 29 | TFS CAPITAL LLC | 25,390 | 935,000 | 0.27% | ||
| 30 | LEVIN CAPITAL STRATEGIES, L.P. | 24,869 | 916,000 | 0.27% | ||
| 31 | FIRST FOUNDATION ADVISORS | 22,368 | 824,000 | 0.24% | ||
| 32 | US BANCORP \DE\ | 20,642 | 760,000 | 0.22% | ||
| 33 | BNP PARIBAS FINANCIAL MARKETS | 19,967 | 735,185 | 0.21% | ||
| 34 | Cambridge Investment Research Advisors, Inc. | 16,480 | 607,000 | 0.18% | ||
| 35 | Rathbones Group PLC | 13,774 | 507,000 | 0.15% | ||
| 36 | Taylor, Cottrill LLC | 13,621 | 502,000 | 0.15% | ||
| 37 | LPL Financial LLC | 13,616 | 501,000 | 0.15% | ||
| 38 | TIAA CREF TRUST CO FSB/MO | 12,595 | 464,000 | 0.14% | ||
| 39 | Columbia Asset Management | 16,800 | 429,000 | 0.12% | ||
| 40 | SII INVESTMENTS INC/WI | 11,145 | 410,000 | 0.12% | ||
| 41 | Virtu KCG Holdings LLC | 10,538 | 388,000 | 0.11% | ||
| 42 | Bank of New York Mellon Corp | 9,922 | 365,000 | 0.11% | ||
| 43 | PINNACLE ASSOCIATES LTD | 8,526 | 314,000 | 0.09% | ||
| 44 | Haverford Trust Co | 5,927 | 218,000 | 0.06% | ||
| 45 | ROYAL BANK OF CANADA | 5,905 | 217,000 | 0.06% | ||
| 46 | OPPENHEIMER & CO INC | 5,803 | 214,000 | 0.06% | ||
| 47 | FIRST MANHATTAN CO. LLC. | 5,763 | 212,000 | 0.06% | ||
| 48 | GUGGENHEIM CAPITAL LLC | 5,593 | 206,000 | 0.06% | ||
| 49 | SENTINEL TRUST CO LBA | 5,569 | 205,000 | 0.06% | ||
| 50 | Linscomb Wealth, Inc. | 5,551 | 204,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
