| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LAZARD ASSET MANAGEMENT LLC | 1,821,910 | 56,442,000 | 21.00% | ||
| 2 | Karpus Management, Inc. | 1,397,275 | 43,288,000 | 16.11% | ||
| 3 | Bulldog Investors, LLP | 938,339 | 29,070,000 | 10.82% | ||
| 4 | Gramercy Funds Management LLC | 761,800 | 23,601,000 | 8.78% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 386,471 | 11,973,000 | 4.45% | ||
| 6 | MORGAN STANLEY | 374,380 | 11,598,000 | 4.32% | ||
| 7 | RAYMOND JAMES & ASSOCIATES | 346,697 | 10,741,000 | 4.00% | ||
| 8 | Overbrook Management Corp | 340,528 | 10,550,000 | 3.93% | ||
| 9 | 1607 Capital Partners, LLC | 271,836 | 8,421,000 | 3.13% | ||
| 10 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 240,058 | 7,437,000 | 2.77% | ||
| 11 | WOLVERINE ASSET MANAGEMENT LLC | 235,579 | 7,298,000 | 2.72% | ||
| 12 | Mraz, Amerine & Associates, Inc. | 150,179 | 4,653,000 | 1.73% | ||
| 13 | RELATIVE VALUE PARTNERS GROUP, LLC | 148,281 | 4,594,000 | 1.71% | ||
| 14 | Shaker Financial Services, LLC | 121,112 | 3,752,000 | 1.40% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 115,999 | 3,594,000 | 1.34% | ||
| 16 | Thomas J. Herzfeld Advisors, Inc. | 111,624 | 3,458,000 | 1.29% | ||
| 17 | CORNERSTONE ADVISORS INC | 75,921 | 2,352,000 | 0.88% | ||
| 18 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 72,059 | 2,232,000 | 0.83% | ||
| 19 | Columbia Asset Management | 74,900 | 1,977,000 | 0.74% | ||
| 20 | DOLIVER ADVISORS, LP | 59,331 | 1,838,000 | 0.68% | ||
| 21 | PNC FINANCIAL SERVICES GROUP, INC. | 54,265 | 1,680,000 | 0.63% | ||
| 22 | GEODE CAPITAL MANAGEMENT, LLC | 42,227 | 1,308,000 | 0.49% | PRN | |
| 23 | NEVILLE RODIE & SHAW INC | 38,634 | 1,197,000 | 0.45% | ||
| 24 | GOLDMAN SACHS GROUP INC | 37,973 | 1,176,000 | 0.44% | ||
| 25 | FIRST TRUST ADVISORS LP | 34,566 | 1,071,000 | 0.40% | ||
| 26 | Cannell & Co. | 29,976 | 929,000 | 0.35% | ||
| 27 | BANCED CORP | 28,867 | 894,000 | 0.33% | ||
| 28 | FIRST FOUNDATION ADVISORS | 26,446 | 819,000 | 0.30% | ||
| 29 | AQR ARBITRAGE LLC | 26,290 | 814,000 | 0.30% | ||
| 30 | LEVIN CAPITAL STRATEGIES, L.P. | 24,869 | 770,000 | 0.29% | ||
| 31 | WELLS FARGO & COMPANY/MN | 21,426 | 663,000 | 0.25% | ||
| 32 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 18,325 | 568,000 | 0.21% | ||
| 33 | SHEPHERD KAPLAN KROCHUK, LLC | 16,950 | 525,000 | 0.20% | ||
| 34 | Commonwealth Equity Services, Inc | 15,073 | 467,000 | 0.17% | ||
| 35 | Stratos Wealth Partners, LTD. | 13,993 | 434,000 | 0.16% | ||
| 36 | SII INVESTMENTS INC/WI | 12,581 | 389,000 | 0.14% | ||
| 37 | Linscomb Wealth, Inc. | 12,248 | 379,000 | 0.14% | ||
| 38 | LPL Financial LLC | 11,788 | 378,000 | 0.14% | ||
| 39 | Taylor, Cottrill LLC | 12,055 | 373,000 | 0.14% | ||
| 40 | Rathbones Group PLC | 11,774 | 365,000 | 0.14% | ||
| 41 | PINNACLE ASSOCIATES LTD | 11,575 | 359,000 | 0.13% | ||
| 42 | GUGGENHEIM CAPITAL LLC | 11,187 | 346,000 | 0.13% | ||
| 43 | Creative Planning | 10,965 | 340,000 | 0.13% | ||
| 44 | M&T BANK CORP | 10,399 | 322,000 | 0.12% | ||
| 45 | TIAA CREF TRUST CO FSB/MO | 10,095 | 313,000 | 0.12% | ||
| 46 | BOOTHBAY FUND MANAGEMENT, LLC | 8,747 | 271,000 | 0.10% | ||
| 47 | Cambridge Investment Research Advisors, Inc. | 8,669 | 269,000 | 0.10% | ||
| 48 | Virtu KCG Holdings LLC | 8,279 | 256,000 | 0.10% | ||
| 49 | GSA CAPITAL PARTNERS LLP | 7,400 | 229,000 | 0.09% | ||
| 50 | FIRST MANHATTAN CO. LLC. | 6,969 | 215,000 | 0.08% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
