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FLEXSHARES NATURAL RESOURCES ETF
FLEXSHARES NATURAL RESOURCES ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 70 Institutional holders with a total value of $2,628,391,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 SARGENT BICKHAM LAGUDIS LLC 19 1,000 0.00%
3 People's United Financial, Inc. 96 3,000 0.00%
4 DUBUQUE BANK & TRUST CO 160 4,000 0.00%
5 Live Your Vision, LLC 150 4,000 0.00%
6 PNC FINANCIAL SERVICES GROUP, INC. 173 5,000 0.00%
7 WASHINGTON TRUST BANK 198 5,000 0.00%
8 ADVISOR GROUP, INC. 208 6,000 0.00%
9 INTERACTIVE FINANCIAL ADVISORS, INC. 268 7,000 0.00%
10 Creative Planning 425 12,000 0.00%
11 AlphaMark Advisors, LLC 506 14,000 0.00% SH
12 JPMORGAN CHASE & CO 565 16,000 0.00%
13 Daiwa Securities Group Inc. 700 19,000 0.00%
14 SEI INVESTMENTS CO 714 20,000 0.00%
15 TCI Wealth Advisors, Inc. 750 21,000 0.00%
16 SIGNATUREFD, LLC 767 21,000 0.00%
17 JNBA Financial Advisors 767 21,000 0.00%
18 IFP ADVISORS, INC 990 27,000 0.00%
19 FineMark National Bank & Trust 1,140 31,000 0.00%
20 Private Ocean, LLC 1,686 46,000 0.00%
21 BALDWIN WEALTH PARTNERS LLC/MA 2,139 59,000 0.00%
22 Chicago Partners Investment Group LLC 2,705 74,000 0.00%
23 US BANCORP \DE\ 2,940 81,000 0.00%
24 TRUST DEPARTMENT MB FINANCIAL BANK N A 3,542 98,000 0.00%
25 BANK OF MONTREAL /CAN/ 3,941 108,000 0.00%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,892 135,000 0.01%
27 EFG Private Wealth Management (Americas) Corp. 8,252 227,000 0.01%
28 SCOTIA CAPITAL INC. 8,944 246,000 0.01%
29 Mariner, LLC 9,180 252,000 0.01%
30 Family Firm, Inc. 9,700 267,000 0.01%
31 CITIGROUP INC 10,000 275,000 0.01%
32 HUNTINGTON NATIONAL BANK 12,937 356,000 0.01%
33 WEDBUSH SECURITIES INC 14,422 397,000 0.02%
34 AMERIPRISE FINANCIAL INC 15,567 429,000 0.02%
35 FIRST INTERSTATE BANK 15,936 439,000 0.02%
36 LPL Financial LLC 16,633 450,000 0.02%
37 ROCKEFELLER FINANCIAL SERVICES INC 16,500 454,000 0.02%
38 UBS Group AG 18,458 508,000 0.02%
39 UMB Bank, n.a. 21,535 593,000 0.02%
40 WEALTHSOURCE PARTNERS, LLC 22,680 624,000 0.02%
41 SG Americas Securities, LLC 27,306 752,000 0.03%
42 ROYAL BANK OF CANADA 27,404 755,000 0.03%
43 Concert Wealth Management Inc. 28,262 776,000 0.03%
44 ENVESTNET ASSET MANAGEMENT INC 36,880 1,015,000 0.04%
45 Ledyard National Bank 40,445 1,113,000 0.04%
46 Perella Weinberg Partners Capital Management LP 41,610 1,146,000 0.04%
47 MACKENZIE FINANCIAL CORP 45,000 1,239,000 0.05%
48 Cambria Investment Management, L.P. 47,018 1,294,000 0.05%
49 JANE STREET GROUP, LLC 56,968 1,568,000 0.06%
50 CPWM, LLC 58,000 1,597,000 0.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.