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PIMCO INCOME STRATEGY FUND II COM
PIMCO INCOME STRATEGY FUND II COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 72 Institutional holders with a total value of $109,839,572.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Formidable Asset Management, LLC 18 0 0.00%
2 Ground Swell Capital, LLC 305 3,000 0.00%
3 Sandy Spring Bank 514 5,000 0.00%
4 OPTIMUM INVESTMENT ADVISORS 500 5,000 0.00%
5 WFG Advisors, LP 666 7,000 0.01%
6 FIFTH THIRD BANCORP 1,000 11,000 0.01%
7 ENVESTNET ASSET MANAGEMENT INC 1,860 20,000 0.02%
8 Highlander Capital Management, LLC 1,933 20,354 0.02%
9 MUFG Americas Holdings Corp 2,340 25,000 0.02%
10 Tower Research Capital LLC (TRC) 3,800 40,000 0.04%
11 SIGNATUREFD, LLC 4,500 47,000 0.04%
12 FIRST MANHATTAN CO. LLC. 5,000 52,000 0.05%
13 REILLY FINANCIAL ADVISORS, LLC 5,037 53,000 0.05%
14 Thomas J. Herzfeld Advisors, Inc. 5,000 53,000 0.05%
15 BENJAMIN F. EDWARDS & COMPANY, INC. 5,450 57,000 0.05%
16 MARK SHEPTOFF FINANCIAL PLANNING, LLC 7,404 78,000 0.07%
17 AMERIPRISE FINANCIAL INC 7,372 78,000 0.07%
18 WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV 10,000 105,000 0.10%
19 MSI Financial Services Inc 10,689 113,000 0.10%
20 ParenteBeard Wealth Management, LLC 10,734 113,000 0.10%
21 WEDBUSH SECURITIES INC 10,899 115,000 0.10%
22 CREDIT SUISSE AG/ 11,198 118,000 0.11%
23 SYNOVUS FINANCIAL CORP 11,298 119,000 0.11%
24 Cetera Advisor Networks LLC 13,643 143,000 0.13%
25 DEUTSCHE BANK AG\ 15,000 157,000 0.14%
26 IFC Holdings Incorporated/FL 15,644 165,000 0.15%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 16,549 174,000 0.16%
28 Bank of New York Mellon Corp 17,182 181,000 0.16%
29 Virtu KCG Holdings LLC 17,998 190,000 0.17%
30 Greenwich Wealth Management LLC 18,450 194,000 0.18%
31 SUNTRUST BANKS INC 19,627 206,000 0.19%
32 ROYAL BANK OF CANADA 19,658 207,000 0.19%
33 US BANCORP \DE\ 19,700 208,000 0.19%
34 STIFEL FINANCIAL CORP 20,521 216,000 0.20%
35 Raymond James Financial Services Advisors, Inc. 20,574 217,000 0.20%
36 MERIDIAN INVESTMENT COUNSEL INC. 20,900 220,000 0.20%
37 McAdams Wright Ragen, Inc. 21,249 223,000 0.20%
38 Private Advisor Group, LLC 22,600 238,000 0.22%
39 Janney Montgomery Scott LLC 24,807 261,218 0.24%
40 BLAIR WILLIAM & CO/IL 25,400 267,000 0.24%
41 Allen Investment Management, LLC 31,189 328,000 0.30%
42 IMA Advisory Services, Inc. 32,600 343,000 0.31%
43 PNC FINANCIAL SERVICES GROUP, INC. 32,914 347,000 0.32%
44 Creative Planning 33,378 351,000 0.32%
45 AQR CAPITAL MANAGEMENT LLC 38,271 403,000 0.37%
46 SHUFRO ROSE & CO LLC 39,400 414,000 0.38%
47 Cambridge Investment Research Advisors, Inc. 47,644 502,000 0.46%
48 First Allied Advisory Services, Inc. 47,998 506,000 0.46%
49 GOLDMAN SACHS GROUP INC 50,891 536,000 0.49%
50 CSS LLC/IL 51,152 539,000 0.49%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.