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PIMCO INCOME STRATEGY FUND II COM
PIMCO INCOME STRATEGY FUND II COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 75 Institutional holders with a total value of $101,598,579.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BARCLAYS PLC 400 4,000 0.00%
2 Carroll Financial Associates, Inc. 698 6,000 0.01%
3 PENSERRA CAPITAL MANAGEMENT LLC 948 8,000 0.01%
4 Brick & Kyle, Associates 900 9,000 0.01%
5 Highlander Capital Management, LLC 912 9,000 0.01%
6 MARK SHEPTOFF FINANCIAL PLANNING, LLC 975 9,000 0.01%
7 ACROSPIRE INVESTMENT MANAGEMENT LLC 1,300 12,000 0.01%
8 NEXT Financial Group, Inc 3,250 31,000 0.03%
9 IBEX WEALTH ADVISORS 3,200 31,000 0.03%
10 FIRST MANHATTAN CO. LLC. 5,000 47,000 0.05%
11 FIFTH THIRD BANCORP 7,257 69,000 0.07%
12 Thomas J. Herzfeld Advisors, Inc. 7,923 75,000 0.07%
13 BANK OF MONTREAL /CAN/ 10,000 92,000 0.09%
14 Virtu KCG Holdings LLC 10,648 101,000 0.10%
15 BELL ROCK CAPITAL LLC 11,584 110,000 0.11%
16 STIFEL FINANCIAL CORP 11,721 111,000 0.11%
17 INVESTMENT CENTERS OF AMERICA INC 12,515 118,000 0.12%
18 Raymond James Financial Services Advisors, Inc. 12,975 123,000 0.12%
19 SYNOVUS FINANCIAL CORP 13,108 125,000 0.12%
20 IFC Holdings Incorporated/FL 14,406 136,000 0.13%
21 First Allied Advisory Services, Inc. 14,998 142,000 0.14%
22 RAY GERALD L & ASSOCIATES LTD 15,200 144,000 0.14%
23 Cambridge Investment Research Advisors, Inc. 15,917 151,000 0.15%
24 CITIGROUP INC 16,400 156,000 0.15%
25 US BANCORP \DE\ 16,800 159,000 0.16%
26 Greenwich Wealth Management LLC 17,750 168,000 0.17%
27 NATIONAL PLANNING CORP 18,049 178,000 0.18%
28 ADVISOR GROUP, INC. 19,595 185,000 0.18%
29 MSI Financial Services Inc 20,773 197,000 0.19%
30 MERIDIAN INVESTMENT COUNSEL INC. 20,900 198,000 0.19%
31 AMERIPRISE FINANCIAL INC 23,246 221,000 0.22%
32 Squarepoint Ops LLC 23,498 223,000 0.22%
33 Private Advisor Group, LLC 25,100 239,000 0.24%
34 IFP ADVISORS, INC 26,961 256,000 0.25%
35 Kovack Advisors, Inc. 28,454 270,000 0.27%
36 Atria Investments, Inc 31,814 302,000 0.30%
37 SHEAFF BROCK INVESTMENT ADVISORS, LLC 34,121 324,000 0.32%
38 Creative Planning 37,753 358,000 0.35%
39 SHUFRO ROSE & CO LLC 40,000 380,000 0.37%
40 PNC FINANCIAL SERVICES GROUP, INC. 41,476 394,000 0.39%
41 INFRASTRUCTURE CAPITAL ADVISORS, LLC 41,800 397,000 0.39%
42 ENVESTNET ASSET MANAGEMENT INC 42,616 404,000 0.40%
43 TELEMUS CAPITAL, LLC 50,000 475,000 0.47%
44 DOLIVER ADVISORS, LP 50,336 478,000 0.47%
45 CSS LLC/IL 51,152 485,000 0.48%
46 WEDBUSH SECURITIES INC 51,788 491,000 0.48%
47 SUNTRUST BANKS INC 56,852 539,000 0.53%
48 CIBC Private Wealth Group LLC 58,635 556,000 0.55%
49 ROYAL BANK OF CANADA 61,435 583,000 0.57%
50 SONORA INVESTMENT MANAGEMENT, LLC 71,610 679,579 0.67%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.