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ADVERUM BIOTECHNOLOGIES INC
ADVERUM BIOTECHNOLOGIES INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 74 Institutional holders with a total value of $36,460,138.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SEI INVESTMENTS CO 171 0 0.00%
2 BNP PARIBAS FINANCIAL MARKETS 51 138 0.00%
3 JACOBI CAPITAL MANAGEMENT LLC 200 1,000 0.00%
4 ADVISOR GROUP, INC. 500 1,000 0.00%
5 PRELUDE CAPITAL MANAGEMENT, LLC 400 1,000 0.00%
6 Edge Wealth Management LLC 250 1,000 0.00%
7 MANUFACTURERS LIFE INSURANCE COMPANY, THE 653 2,000 0.01%
8 MEEDER ASSET MANAGEMENT INC 1,546 4,000 0.01%
9 UBS Group AG 1,608 4,000 0.01%
10 Ameritas Investment Partners, Inc. 1,509 4,000 0.01%
11 ACROSPIRE INVESTMENT MANAGEMENT LLC 2,401 6,000 0.02%
12 CITIGROUP INC 2,284 6,000 0.02%
13 BANK OF AMERICA CORP /DE/ 4,074 11,000 0.03%
14 Legal & General Group Plc 4,482 12,000 0.03%
15 Tower Research Capital LLC (TRC) 4,676 13,000 0.04%
16 IFP ADVISORS, INC 6,000 16,000 0.04%
17 ROYAL BANK OF CANADA 6,515 17,000 0.05%
18 GROUP ONE TRADING LLC 6,895 19,000 0.05%
19 Squarepoint Ops LLC 10,544 28,000 0.08%
20 BARCLAYS PLC 13,303 35,000 0.10%
21 AMERICAN INTERNATIONAL GROUP, INC. 14,162 38,000 0.10%
22 STEVENS CAPITAL MANAGEMENT LP 13,953 38,000 0.10%
23 WELLS FARGO & COMPANY/MN 14,447 39,000 0.11%
24 Wildcat Capital Management, LLC 15,000 41,000 0.11%
25 Nationwide Fund Advisors 16,237 44,000 0.12%
26 R&F CAPITAL ADVISORS LP 16,558 45,000 0.12%
27 A.R.T. Advisors, LLC 17,759 47,000 0.13%
28 WEDBUSH SECURITIES INC 17,500 47,000 0.13%
29 NEW YORK STATE COMMON RETIREMENT FUND 17,901 48,000 0.13%
30 D. E. Shaw & Co., Inc. 18,315 49,000 0.13%
31 Redmile Group, LLC 22,236 60,000 0.16%
32 Marquette Asset Management, LLC 23,746 64,000 0.18%
33 JACOBS LEVY EQUITY MANAGEMENT, INC 24,447 66,000 0.18%
34 ALLIANCEBERNSTEIN L.P. 24,300 66,000 0.18%
35 OXFORD ASSET MANAGEMENT LLP 28,041 76,000 0.21%
36 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 28,209 77,000 0.21%
37 RHUMBLINE ADVISERS 28,704 78,000 0.21%
38 MORGAN STANLEY 29,916 81,000 0.22%
39 HIGHBRIDGE CAPITAL MANAGEMENT LLC 33,170 90,000 0.25%
40 PDT Partners, LLC 34,546 93,000 0.26%
41 GILDER GAGNON HOWE & CO LLC 45,425 123,000 0.34%
42 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 47,237 128,000 0.35%
43 TEACHERS ADVISORS, LLC 48,297 130,000 0.36%
44 PARAMETRIC PORTFOLIO ASSOCIATES LLC 53,218 144,000 0.39%
45 Bank of New York Mellon Corp 72,277 196,000 0.54%
46 TIAA CREF INVESTMENT MANAGEMENT LLC 73,534 199,000 0.55%
47 TFS CAPITAL LLC 89,156 241,000 0.66%
48 JPMORGAN CHASE & CO 95,319 258,000 0.71%
49 Paloma Partners Management Co 100,000 270,000 0.74%
50 DIMENSIONAL FUND ADVISORS LP 109,121 295,000 0.81%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.