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ADVERUM BIOTECHNOLOGIES INC
ADVERUM BIOTECHNOLOGIES INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 74 Institutional holders with a total value of $36,460,138.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 2,770,550 7,480,000 20.52%
2 BlackRock Finance, Inc. 1,406,468 3,798,000 10.42%
3 RENAISSANCE TECHNOLOGIES LLC 1,141,977 3,083,000 8.46%
4 Numeric Investors LLC 1,087,967 2,938,000 8.06%
5 EcoR1 Capital, LLC 874,447 2,361,000 6.48%
6 VANGUARD GROUP INC 630,302 1,702,000 4.67%
7 PRIMECAP MANAGEMENT CO/CA/ 440,400 1,189,000 3.26%
8 CASDIN CAPITAL, LLC 420,000 1,134,000 3.11%
9 683 Capital Management, LLC 350,000 945,000 2.59%
10 STATE STREET CORP 332,173 899,000 2.47%
11 PANAGORA ASSET MANAGEMENT INC 296,583 801,000 2.20%
12 MILLENNIUM MANAGEMENT LLC 291,125 786,000 2.16%
13 SABBY MANAGEMENT, LLC 282,630 763,000 2.09%
14 VHCP MANAGEMENT II, LLC 280,000 756,000 2.07%
15 Connor, Clark & Lunn Investment Management Ltd. 229,350 619,000 1.70%
16 NORTHERN TRUST CORP 220,245 595,000 1.63%
17 AWM Investment Company, Inc. 200,000 540,000 1.48%
18 BRIDGEWAY CAPITAL MANAGEMENT, LLC 183,900 497,000 1.36%
19 JW Asset Management, LLC 178,654 482,000 1.32%
20 Rhenman & Partners Asset Management AB 154,006 416,000 1.14%
21 GEODE CAPITAL MANAGEMENT, LLC 135,256 365,000 1.00%
22 DEUTSCHE BANK AG\ 127,343 341,000 0.94%
23 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 117,900 318,000 0.87%
24 SCHRODER INVESTMENT MANAGEMENT GROUP 110,939 300,000 0.82%
25 DIMENSIONAL FUND ADVISORS LP 109,121 295,000 0.81%
26 Paloma Partners Management Co 100,000 270,000 0.74%
27 JPMORGAN CHASE & CO 95,319 258,000 0.71%
28 TFS CAPITAL LLC 89,156 241,000 0.66%
29 TIAA CREF INVESTMENT MANAGEMENT LLC 73,534 199,000 0.55%
30 Bank of New York Mellon Corp 72,277 196,000 0.54%
31 PARAMETRIC PORTFOLIO ASSOCIATES LLC 53,218 144,000 0.39%
32 TEACHERS ADVISORS, LLC 48,297 130,000 0.36%
33 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 47,237 128,000 0.35%
34 GILDER GAGNON HOWE & CO LLC 45,425 123,000 0.34%
35 PDT Partners, LLC 34,546 93,000 0.26%
36 HIGHBRIDGE CAPITAL MANAGEMENT LLC 33,170 90,000 0.25%
37 MORGAN STANLEY 29,916 81,000 0.22%
38 RHUMBLINE ADVISERS 28,704 78,000 0.21%
39 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 28,209 77,000 0.21%
40 OXFORD ASSET MANAGEMENT LLP 28,041 76,000 0.21%
41 ALLIANCEBERNSTEIN L.P. 24,300 66,000 0.18%
42 JACOBS LEVY EQUITY MANAGEMENT, INC 24,447 66,000 0.18%
43 Marquette Asset Management, LLC 23,746 64,000 0.18%
44 Redmile Group, LLC 22,236 60,000 0.16%
45 D. E. Shaw & Co., Inc. 18,315 49,000 0.13%
46 NEW YORK STATE COMMON RETIREMENT FUND 17,901 48,000 0.13%
47 A.R.T. Advisors, LLC 17,759 47,000 0.13%
48 WEDBUSH SECURITIES INC 17,500 47,000 0.13%
49 R&F CAPITAL ADVISORS LP 16,558 45,000 0.12%
50 Nationwide Fund Advisors 16,237 44,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.