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DBX ETF TRUST XTRACK MSCI JAPN ETF
DBX ETF TRUST XTRACK MSCI JAPN ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 23 Institutional holders with a total value of $247,638,222.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DEUTSCHE BANK AG\ 2,256,318 79,780,000 32.22%
2 MORGAN STANLEY 1,697,788 60,033,000 24.24%
3 Pinnacle Advisory Group, Inc. 591,556 20,917,000 8.45%
4 BARCLAYS PLC 469,162 16,429,000 6.63%
5 BANK OF AMERICA CORP /DE/ 398,098 14,077,000 5.68%
6 WELLS FARGO & COMPANY/MN 363,577 12,856,000 5.19%
7 NOTTINGHAM ADVISORS, INC. 250,625 8,862,000 3.58%
8 UBS AG 249,272 8,814,000 3.56%
9 LPL Financial LLC 211,665 7,484,000 3.02%
10 HOWE & RUSLING INC 171,010 6,047,000 2.44%
11 ROYAL BANK OF CANADA 108,491 3,836,000 1.55%
12 FLOW TRADERS U.S. LLC 90,524 3,201,000 1.29%
13 ABERDEEN ASSET MANAGEMENT PLC/UK 56,560 1,989,000 0.80%
14 BNP PARIBAS FINANCIAL MARKETS 38,565 1,318,150 0.53%
15 ENVESTNET ASSET MANAGEMENT INC 16,080 569,000 0.23%
16 VSR Financial Services, Inc. 10,909 386,000 0.16%
17 JPMORGAN CHASE & CO 10,759 381,000 0.15%
18 Transamerica Financial Advisors, LLC 8,531 302,000 0.12%
19 Prospera Financial Services Inc 5,802 205,000 0.08%
20 AMERIPRISE FINANCIAL INC 3,201 113,000 0.05%
21 Partnervest Advisory Services LLC 800 28,000 0.01%
22 Winslow, Evans & Crocker, Inc. 200 7,072 0.00%
23 MYCIO WEALTH PARTNERS, LLC 101 4,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.