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DBX ETF TRUST XTRACK MSCI JAPN ETF
DBX ETF TRUST XTRACK MSCI JAPN ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 29 Institutional holders with a total value of $350,543,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AMERIPRISE FINANCIAL INC 2,502,692 96,732,000 27.59%
2 DEUTSCHE BANK AG\ 2,010,784 77,772,000 22.19%
3 MORGAN STANLEY 1,704,516 65,931,000 18.81%
4 BANK OF AMERICA CORP /DE/ 399,829 15,465,000 4.41%
5 BARCLAYS PLC 404,217 15,369,000 4.38%
6 NOTTINGHAM ADVISORS, INC. 268,116 10,370,000 2.96%
7 UBS AG 253,364 9,800,000 2.80%
8 WELLS FARGO & COMPANY/MN 231,032 8,936,000 2.55%
9 FLOW TRADERS U.S. LLC 223,609 8,649,000 2.47%
10 GOLDMAN SACHS GROUP INC 188,465 7,290,000 2.08%
11 ABERDEEN ASSET MANAGEMENT PLC/UK 181,298 7,013,000 2.00%
12 HOWE & RUSLING INC 178,719 6,913,000 1.97%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 107,303 4,150,000 1.18%
14 ROYAL BANK OF CANADA 99,302 3,841,000 1.10%
15 WEBSTER BANK, N. A. 66,100 2,557,000 0.73%
16 COMMUNITY FINANCIAL SYSTEM, INC. 48,200 1,864,000 0.53%
17 LPL Financial LLC 43,635 1,654,000 0.47%
18 Legacy Private Trust Co. 39,315 1,521,000 0.43%
19 COOKSON PEIRCE & CO INC 38,240 1,479,000 0.42% SH
20 Commonwealth Equity Services, Inc 34,050 1,317,000 0.38%
21 JPMORGAN CHASE & CO 11,529 446,000 0.13%
22 VSR Financial Services, Inc. 10,110 391,000 0.11%
23 Compagnie Lombard Odier SCmA 7,126 276,000 0.08%
24 BUCKINGHAM STRATEGIC WEALTH, LLC 6,800 263,000 0.08%
25 CIBC WORLD MARKET INC. 6,429 249,000 0.07%
26 Prospera Financial Services Inc 6,062 235,000 0.07%
27 CITIGROUP INC 1,330 51,000 0.01%
28 GLENMEDE TRUST CO NA 150 5,000 0.00%
29 MYCIO WEALTH PARTNERS, LLC 102 4,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.