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DBX ETF TRUST XTRACK MSCI JAPN ETF
DBX ETF TRUST XTRACK MSCI JAPN ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 28 Institutional holders with a total value of $223,432,235.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DEUTSCHE BANK AG\ 2,230,595 81,926,000 36.67%
2 MORGAN STANLEY 1,588,886 58,360,000 26.12%
3 BANK OF AMERICA CORP /DE/ 412,172 15,139,000 6.78%
4 BARCLAYS PLC 415,877 14,990,000 6.71%
5 NOTTINGHAM ADVISORS, INC. 259,875 9,545,000 4.27%
6 WELLS FARGO & COMPANY/MN 225,868 8,296,000 3.71%
7 LPL Financial LLC 189,409 6,957,000 3.11%
8 UBS AG 172,403 6,332,000 2.83%
9 HOWE & RUSLING INC 170,915 6,278,000 2.81%
10 ROYAL BANK OF CANADA 105,131 3,861,000 1.73%
11 FIRST CITIZENS BANK & TRUST CO 62,000 2,277,000 1.02%
12 WEBSTER BANK, N. A. 48,807 1,793,000 0.80%
13 COMMUNITY FINANCIAL SYSTEM, INC. 48,225 1,771,000 0.79%
14 BNP PARIBAS FINANCIAL MARKETS 34,238 1,257,562 0.56%
15 ABERDEEN ASSET MANAGEMENT PLC/UK 28,280 1,039,000 0.47%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 25,826 949,000 0.42%
17 ENVESTNET ASSET MANAGEMENT INC 16,332 600,000 0.27%
18 JPMORGAN CHASE & CO 11,364 417,000 0.19%
19 VSR Financial Services, Inc. 10,110 371,000 0.17%
20 Compagnie Lombard Odier SCmA 7,126 262,000 0.12%
21 BUCKINGHAM STRATEGIC WEALTH, LLC 6,800 250,000 0.11%
22 FLOW TRADERS U.S. LLC 6,113 225,000 0.10%
23 Prospera Financial Services Inc 5,927 218,000 0.10%
24 AMERIPRISE FINANCIAL INC 4,242 156,000 0.07%
25 WFG Advisors, LP 4,100 151,000 0.07%
26 MYCIO WEALTH PARTNERS, LLC 101 4,000 0.00%
27 SIGNATUREFD, LLC 98 4,000 0.00%
28 B. Riley Wealth Advisors, Inc. 100 3,673 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.