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DBX ETF TR
DBX ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 68 Institutional holders with a total value of $867,351,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Formidable Asset Management, LLC 46 1,000 0.00%
3 BESSEMER GROUP INC 57 2,000 0.00%
4 MYCIO WEALTH PARTNERS, LLC 115 4,000 0.00%
5 FIFTH THIRD BANCORP 160 6,000 0.00%
6 Creative Planning 200 7,000 0.00%
7 ORRSTOWN FINANCIAL SERVICES INC 343 13,000 0.00%
8 SIGNATUREFD, LLC 393 14,000 0.00%
9 AlphaMark Advisors, LLC 450 16,000 0.00%
10 SEI INVESTMENTS CO 457 17,000 0.00%
11 HOWE & RUSLING INC 565 21,000 0.00%
12 BALENTINE LLC 600 22,000 0.00%
13 Mirae Asset Global Investments Co., Ltd. 2,000 73,000 0.01%
14 EDMOND DE ROTHSCHILD (SUISSE) S.A. 2,080 76,000 0.01%
15 EDMOND DE ROTHSCHILD HOLDING S.A. 2,080 76,000 0.01%
16 KRILOGY FINANCIAL LLC 3,206 117,000 0.01%
17 Compagnie Lombard Odier SCmA 4,751 173,000 0.02%
18 TWO SIGMA SECURITIES, LLC 6,050 221,000 0.03%
19 Cetera Advisor Networks LLC 6,436 235,000 0.03%
20 GOLDMAN SACHS GROUP INC 7,700 281,000 0.03%
21 COMERICA BANK 10,500 383,000 0.04%
22 BANK OF MONTREAL /CAN/ 10,790 393,000 0.05%
23 OLD MISSION CAPITAL LLC 12,072 440,000 0.05%
24 MSI Financial Services Inc 14,487 528,000 0.06%
25 Raymond James Financial Services Advisors, Inc. 16,016 584,000 0.07%
26 Mariner, LLC 17,510 638,000 0.07%
27 HighTower Advisors, LLC 17,646 643,000 0.07%
28 Carroll Financial Associates, Inc. 16,820 655,000 0.08%
29 Transamerica Financial Advisors, LLC 19,046 695,000 0.08%
30 AMERICAN INTERNATIONAL GROUP, INC. 21,713 791,000 0.09%
31 MANUFACTURERS LIFE INSURANCE COMPANY, THE 21,860 797,000 0.09%
32 FEDERATED HERMES, INC. 27,061 987,000 0.11%
33 COOKSON PEIRCE & CO INC 30,450 1,110,000 0.13% SH
34 NewSquare Capital LLC 31,135 1,135,000 0.13%
35 VICUS CAPITAL 36,044 1,314,000 0.15%
36 BlackRock Institutional Trust Company, N.A. 36,700 1,338,000 0.15%
37 STEEL GROVE CAPITAL ADVISORS, LLC 44,476 1,622,000 0.19%
38 Community Bank, N.A. 45,125 1,645,000 0.19%
39 WEBSTER BANK, N. A. 46,527 1,697,000 0.20%
40 SG Americas Securities, LLC 48,302 1,761,000 0.20%
41 STRATEGIC WEALTH MANAGEMENT INC 72,000 2,625,000 0.30%
42 LPL Financial LLC 82,514 3,154,000 0.36%
43 Legacy Private Trust Co. 94,088 3,430,000 0.40%
44 Commonwealth Equity Services, Inc 94,791 3,456,000 0.40%
45 RAYMOND JAMES & ASSOCIATES 115,111 4,197,000 0.48%
46 Orion Porfolio Solutions, LLC 126,000 4,594,000 0.53%
47 ROYAL BANK OF CANADA 137,040 4,996,000 0.58%
48 SUSQUEHANNA INTERNATIONAL GROUP, LLP 167,412 6,104,000 0.70%
49 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 200,747 7,319,000 0.84%
50 JANE STREET GROUP, LLC 209,350 7,633,000 0.88%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.