Dark
Light
System
Security
FIRST TR NASDAQ ABA CMNTY BK
FIRST TR NASDAQ ABA CMNTY BK. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 23 Institutional holders with a total value of $52,306,610.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 599,869 21,520,000 41.14%
2 UBS AG 213,225 7,649,000 14.62%
3 ROYAL BANK OF CANADA 140,593 5,044,000 9.64%
4 BANK OF AMERICA CORP /DE/ 118,242 4,242,000 8.11%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 77,854 2,775,000 5.31%
6 LPL Financial LLC 66,661 2,391,000 4.57%
7 RAYMOND JAMES & ASSOCIATES 48,659 1,746,000 3.34%
8 Janney Montgomery Scott LLC 40,715 1,460,610 2.79%
9 JANE STREET GROUP, LLC 33,935 1,217,000 2.33%
10 SG Americas Securities, LLC 20,435 729,000 1.39%
11 AMERIPRISE FINANCIAL INC 17,880 641,000 1.23%
12 Virtu KCG Holdings LLC 17,570 629,000 1.20%
13 OPPENHEIMER & CO INC 16,679 598,000 1.14%
14 JPMORGAN CHASE & CO 13,378 480,000 0.92%
15 CREDIT SUISSE AG/ 11,635 417,000 0.80%
16 STIFEL FINANCIAL CORP 10,553 379,000 0.72%
17 WELLS FARGO & COMPANY/MN 5,627 202,000 0.39%
18 D.A. DAVIDSON & CO. 1,595 57,000 0.11%
19 MYCIO WEALTH PARTNERS, LLC 1,500 54,000 0.10%
20 Tower Research Capital LLC (TRC) 921 33,000 0.06%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 500 18,000 0.03%
22 WFG Advisors, LP 433 16,000 0.03%
23 Creative Planning 250 9,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.