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FIRST TR NASDAQ ABA CMNTY BK
FIRST TR NASDAQ ABA CMNTY BK. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 52 Institutional holders with a total value of $96,514,651.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,034,350 42,700,000 44.24%
2 UBS Group AG 180,404 7,447,000 7.72%
3 BANK OF AMERICA CORP /DE/ 150,789 6,225,000 6.45%
4 SPINNAKER TRUST 134,673 4,948,000 5.13%
5 SkyTop Capital Management LLC 112,000 4,624,000 4.79%
6 RAYMOND JAMES & ASSOCIATES 80,937 3,341,000 3.46%
7 LPL Financial LLC 77,417 3,187,000 3.30%
8 Sigma Planning Corp 67,913 2,804,000 2.91%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 62,451 2,582,000 2.68%
10 Janney Montgomery Scott LLC 55,304 2,283,000 2.37%
11 ROYAL BANK OF CANADA 50,406 2,081,000 2.16%
12 Raymond James Financial Services Advisors, Inc. 45,155 1,864,000 1.93%
13 WELLS FARGO & COMPANY/MN 33,591 1,386,000 1.44%
14 JANE STREET GROUP, LLC 33,189 1,370,000 1.42%
15 SG Americas Securities, LLC 22,284 921,000 0.95%
16 OPPENHEIMER & CO INC 20,640 852,000 0.88%
17 Virtu KCG Holdings LLC 19,298 797,000 0.83%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 16,372 682,000 0.71%
19 WAYNE HUMMER INVESTMENTS L.L.C. 15,199 627,000 0.65%
20 Cetera Advisor Networks LLC 14,465 597,000 0.62%
21 AMERIPRISE FINANCIAL INC 11,558 477,000 0.49%
22 CITADEL ADVISORS LLC 11,300 467,000 0.48%
23 STIFEL FINANCIAL CORP 10,860 449,000 0.47%
24 SNOWDEN CAPITAL ADVISORS LLC 8,536 352,367 0.37%
25 Cetera Advisors LLC 8,602 352,000 0.36%
26 IFP ADVISORS, INC 8,193 338,000 0.35%
27 Jaffetilchin Investment Partners, LLC 7,764 321,000 0.33%
28 HL FINANCIAL SERVICES LLC 7,497 309,000 0.32%
29 Commonwealth Equity Services, Inc 7,117 294,000 0.30%
30 INVESTMENT CENTERS OF AMERICA INC 6,724 276,000 0.29%
31 GIRARD SECURITIES, INC. 6,476 267,000 0.28%
32 WEDBUSH SECURITIES INC 5,276 218,000 0.23%
33 MSI Financial Services Inc 4,466 184,000 0.19%
34 ADVISOR GROUP, INC. 3,231 134,000 0.14%
35 MANUFACTURERS LIFE INSURANCE COMPANY, THE 3,031 125,000 0.13%
36 NEXT Financial Group, Inc 2,337 96,000 0.10%
37 CITIGROUP INC 2,123 88,000 0.09%
38 ENVESTNET ASSET MANAGEMENT INC 1,565 65,000 0.07%
39 D.A. DAVIDSON & CO. 1,295 53,000 0.05%
40 PNC FINANCIAL SERVICES GROUP, INC. 1,187 49,000 0.05%
41 GENEOS WEALTH MANAGEMENT INC. 1,047 43,000 0.04%
42 Winslow, Evans & Crocker, Inc. 1,000 41,284 0.04%
43 PITTENGER & ANDERSON INC 1,000 41,000 0.04%
44 LBA Wealth Management, LLC 949 39,000 0.04%
45 Edge Wealth Management LLC 819 34,000 0.04% SH
46 JPMORGAN CHASE & CO 592 24,000 0.02%
47 Financial Architects, Inc 502 21,000 0.02%
48 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 420 17,000 0.02%
49 WFG Advisors, LP 318 13,000 0.01%
50 Transamerica Financial Advisors, LLC 169 7,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.