Dark
Light
System
Security
FIRST TR NASDAQ ABA CMNTY BK
FIRST TR NASDAQ ABA CMNTY BK. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 53 Institutional holders with a total value of $155,502,355.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,687,245 65,769,000 42.29%
2 Brookstone Capital Management 362,517 14,131,000 9.09%
3 BANK OF AMERICA CORP /DE/ 300,507 11,714,000 7.53%
4 UBS Group AG 280,291 10,926,000 7.03%
5 LPL Financial LLC 253,935 9,624,000 6.19%
6 SkyTop Capital Management LLC 182,630 7,119,000 4.58%
7 RAYMOND JAMES & ASSOCIATES 137,135 5,346,000 3.44%
8 SPINNAKER TRUST 134,033 5,225,000 3.36%
9 JPMORGAN CHASE & CO 82,106 3,200,000 2.06%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 71,098 2,771,000 1.78%
11 Janney Montgomery Scott LLC 57,482 2,241,000 1.44%
12 STIFEL FINANCIAL CORP 56,549 2,204,000 1.42%
13 ROYAL BANK OF CANADA 55,893 2,179,000 1.40%
14 Raymond James Financial Services Advisors, Inc. 54,211 2,113,000 1.36%
15 OPPENHEIMER & CO INC 31,978 1,247,000 0.80%
16 CITIGROUP INC 23,990 935,000 0.60%
17 BAROMETER CAPITAL MANAGEMENT INC. 21,100 822,000 0.53%
18 COOKSON PEIRCE & CO INC 21,100 822,000 0.53% SH
19 Cetera Advisor Networks LLC 14,940 582,000 0.37%
20 Commonwealth Equity Services, Inc 14,884 580,000 0.37%
21 IFC Holdings Incorporated/FL 14,187 554,000 0.36%
22 WELL DONE, LLC 13,377 521,000 0.34%
23 AMERIPRISE FINANCIAL INC 13,337 520,000 0.33%
24 CREDIT SUISSE AG/ 11,836 461,000 0.30%
25 MSI Financial Services Inc 11,685 455,000 0.29%
26 Jaffetilchin Investment Partners, LLC 11,111 433,000 0.28%
27 GIRARD SECURITIES, INC. 10,072 392,000 0.25%
28 HL FINANCIAL SERVICES LLC 9,413 367,000 0.24%
29 First Allied Advisory Services, Inc. 7,139 283,000 0.18%
30 PEAPACK GLADSTONE FINANCIAL CORP 7,064 275,355 0.18%
31 Transamerica Financial Advisors, LLC 6,980 273,000 0.18%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,861 267,000 0.17%
33 Formidable Asset Management, LLC 4,250 165,000 0.11%
34 IFP ADVISORS, INC 4,165 162,000 0.10%
35 ADVANTAGE INVESTMENT MANAGEMENT, LLC 3,427 134,000 0.09%
36 D.A. DAVIDSON & CO. 2,595 101,000 0.06%
37 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,986 77,000 0.05%
38 Riggs Asset Managment Co. Inc. 1,831 71,000 0.05%
39 ENVESTNET ASSET MANAGEMENT INC 1,821 71,000 0.05%
40 PNC FINANCIAL SERVICES GROUP, INC. 1,603 62,000 0.04%
41 AMERICAN INTERNATIONAL GROUP, INC. 1,518 59,000 0.04%
42 MYCIO WEALTH PARTNERS, LLC 1,500 58,000 0.04%
43 PITTENGER & ANDERSON INC 1,000 39,000 0.03%
44 MOTCO 666 26,000 0.02%
45 Creative Planning 534 21,000 0.01%
46 BENJAMIN F. EDWARDS & COMPANY, INC. 548 21,000 0.01%
47 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 500 19,000 0.01%
48 Tower Research Capital LLC (TRC) 434 17,000 0.01%
49 WELLS FARGO & COMPANY/MN 403 16,000 0.01%
50 NEXT Financial Group, Inc 380 14,000 0.01%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.