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FIRST TR NASDAQ ABA CMNTY BK
FIRST TR NASDAQ ABA CMNTY BK. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 41 Institutional holders with a total value of $70,792,085.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 731,678 27,994,000 39.54%
2 Brookstone Capital Management 376,368 14,400,000 20.34%
3 BANK OF AMERICA CORP /DE/ 146,559 5,607,000 7.92%
4 SPINNAKER TRUST 130,352 4,988,000 7.05%
5 UBS Group AG 104,385 3,994,000 5.64%
6 RAYMOND JAMES & ASSOCIATES 70,334 2,691,000 3.80%
7 LPL Financial LLC 46,248 1,773,000 2.50%
8 Virtu KCG Holdings LLC 38,500 1,473,000 2.08%
9 OPPENHEIMER & CO INC 21,877 837,000 1.18%
10 STIFEL FINANCIAL CORP 21,719 831,000 1.17%
11 COOKSON PEIRCE & CO INC 19,380 741,000 1.05% SH
12 ROYAL BANK OF CANADA 18,988 726,000 1.03%
13 BNP PARIBAS FINANCIAL MARKETS 15,991 611,816 0.86%
14 Raymond James Financial Services Advisors, Inc. 14,602 559,000 0.79%
15 CREDIT SUISSE AG/ 11,635 445,000 0.63%
16 AMERIPRISE FINANCIAL INC 10,856 415,000 0.59%
17 IFC Holdings Incorporated/FL 10,414 398,000 0.56%
18 Janney Montgomery Scott LLC 9,840 376,000 0.53%
19 Jaffetilchin Investment Partners, LLC 7,746 296,000 0.42%
20 PEAPACK GLADSTONE FINANCIAL CORP 7,064 270,269 0.38%
21 First Allied Advisory Services, Inc. 6,924 268,000 0.38%
22 HL FINANCIAL SERVICES LLC 5,800 222,000 0.31%
23 Formidable Asset Management, LLC 4,000 153,000 0.22%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,195 122,000 0.17%
25 ADVANTAGE INVESTMENT MANAGEMENT, LLC 3,116 119,000 0.17%
26 CITIGROUP INC 1,700 65,000 0.09%
27 D.A. DAVIDSON & CO. 1,595 61,000 0.09%
28 MYCIO WEALTH PARTNERS, LLC 1,500 57,000 0.08%
29 ENVESTNET ASSET MANAGEMENT INC 1,303 50,000 0.07%
30 BENJAMIN F. EDWARDS & COMPANY, INC. 1,175 45,000 0.06%
31 AMERICAN INTERNATIONAL GROUP, INC. 1,010 39,000 0.06%
32 MOTCO 1,000 38,000 0.05%
33 PITTENGER & ANDERSON INC 1,000 38,000 0.05%
34 WELLS FARGO & COMPANY/MN 646 25,000 0.04%
35 PNC FINANCIAL SERVICES GROUP, INC. 503 19,000 0.03%
36 MSI Financial Services Inc 400 15,000 0.02%
37 NEXT Financial Group, Inc 380 14,000 0.02%
38 WFG Advisors, LP 182 7,000 0.01%
39 SEI INVESTMENTS CO 172 7,000 0.01%
40 Tower Research Capital LLC (TRC) 44 2,000 0.00%
41 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.