| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Neuberger Berman Group LLC | 310,000 | 155,000 | 58.94% | PRN | |
| 2 | Harbour Capital Advisors, LLC | 59,000 | 30,000 | 11.41% | ||
| 3 | Sterneck Capital Management, LLC | 40,000 | 20,000 | 7.60% | PRN | |
| 4 | LPL Financial LLC | 15,000 | 15,000 | 5.70% | ||
| 5 | JPMORGAN CHASE & CO | 25,000 | 13,000 | 4.94% | PRN | |
| 6 | DEUTSCHE BANK AG\ | 25,000 | 12,000 | 4.56% | PRN | |
| 7 | UBS Group AG | 16,000 | 8,000 | 3.04% | PRN | |
| 8 | WHITTIER TRUST CO | 9,000 | 5,000 | 1.90% | PRN | |
| 9 | WELLS FARGO & COMPANY/MN | 3,000 | 3,000 | 1.14% | PRN | |
| 10 | ROYAL BANK OF CANADA | 3,000 | 2,000 | 0.76% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
