| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Neuberger Berman Group LLC | 235,000 | 47,000 | 54.02% | PRN | |
| 2 | Harbour Capital Advisors, LLC | 59,000 | 12,000 | 13.79% | ||
| 3 | Sterneck Capital Management, LLC | 40,000 | 8,000 | 9.20% | PRN | |
| 4 | DEUTSCHE BANK AG\ | 25,000 | 5,000 | 5.75% | PRN | |
| 5 | LPL Financial LLC | 15,000 | 4,000 | 4.60% | ||
| 6 | JPMORGAN CHASE & CO | 25,000 | 3,000 | 3.45% | PRN | |
| 7 | UBS Group AG | 13,000 | 3,000 | 3.45% | PRN | |
| 8 | CITIGROUP INC | 10,000 | 2,000 | 2.30% | PRN | |
| 9 | WHITTIER TRUST CO | 9,000 | 2,000 | 2.30% | PRN | |
| 10 | WELLS FARGO & COMPANY/MN | 3,000 | 1,000 | 1.15% | PRN | |
| 11 | ROYAL BANK OF CANADA | 3,000 | 0 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
