| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Pine River Capital Management L.P. | 31,500,000 | 30,634,000 | 18.11% | PRN | |
| 2 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 27,300,000 | 26,582,000 | 15.71% | PRN | |
| 3 | Radcliffe Capital Management, L.P. | 24,667,000 | 24,159,000 | 14.28% | PRN | |
| 4 | TD ASSET MANAGEMENT INC | 16,468,000 | 16,118,000 | 9.53% | ||
| 5 | CQS Cayman LP | 12,500,000 | 12,430,000 | 7.35% | PRN | |
| 6 | OAKTREE CAPITAL MANAGEMENT LP | 12,705,000 | 12,421,000 | 7.34% | PRN | |
| 7 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 8,679,000 | 8,451,000 | 5.00% | ||
| 8 | MORGAN STANLEY | 7,027,000 | 6,833,000 | 4.04% | PRN | |
| 9 | INCOME RESEARCH & MANAGEMENT | 6,313,000 | 6,147,000 | 3.63% | PRN | |
| 10 | RIVERHEAD CAPITAL MANAGEMENT LLC | 5,000,000 | 4,869,000 | 2.88% | ||
| 11 | THRIVENT FINANCIAL FOR LUTHERANS | 3,500,000 | 3,426,000 | 2.03% | ||
| 12 | BNP PARIBAS FINANCIAL MARKETS | 2,644,000 | 2,574,595 | 1.52% | PRN | |
| 13 | Calamos Advisors LLC | 2,300,000 | 2,255,000 | 1.33% | PRN | |
| 14 | EDMOND DE ROTHSCHILD HOLDING S.A. | 2,000,000 | 1,943,000 | 1.15% | PRN | |
| 15 | EDMOND DE ROTHSCHILD ASSET MANAGEMENT (FRANCE) | 2,000,000 | 1,943,000 | 1.15% | PRN | |
| 16 | Carnegie Investment Counsel | 1,475,000 | 1,404,000 | 0.83% | ||
| 17 | AVIVA PLC | 1,350,000 | 1,316,000 | 0.78% | PRN | |
| 18 | Cetera Advisors LLC | 1,135,000 | 1,108,000 | 0.65% | PRN | |
| 19 | CREDIT SUISSE AG/ | 1,036,000 | 1,009,000 | 0.60% | PRN | |
| 20 | BARCLAYS PLC | 778,000 | 755,000 | 0.45% | PRN | |
| 21 | ROYAL BANK OF CANADA | 543,000 | 520,000 | 0.31% | PRN | |
| 22 | IRON Financial LLC | 500,000 | 498,000 | 0.29% | ||
| 23 | Lombard Odier Asset Management (Europe) Ltd | 500,000 | 490,000 | 0.29% | PRN | |
| 24 | LPL Financial LLC | 380,000 | 371,000 | 0.22% | ||
| 25 | STIFEL FINANCIAL CORP | 316,469 | 316,000 | 0.19% | PRN | |
| 26 | FIFTH THIRD BANCORP | 2,000 | 195,000 | 0.12% | ||
| 27 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 133,000 | 130,000 | 0.08% | ||
| 28 | IFC Holdings Incorporated/FL | 34,000 | 33,000 | 0.02% | PRN | |
| 29 | TDAM USA INC. | 32,000 | 31,000 | 0.02% | ||
| 30 | SII INVESTMENTS INC/WI | 30,000 | 29,000 | 0.02% | PRN | |
| 31 | AMERICAN INTERNATIONAL GROUP, INC. | 30 | 29,000 | 0.02% | PRN | |
| 32 | IFP ADVISORS, INC | 28,000 | 27,000 | 0.02% | ||
| 33 | Cambridge Investment Research Advisors, Inc. | 25,000 | 24,000 | 0.01% | ||
| 34 | STIFEL FINANCIAL CORP | 25,000 | 24,000 | 0.01% | ||
| 35 | Commonwealth Equity Services, Inc | 22,000 | 21,000 | 0.01% | ||
| 36 | WELLS FARGO & COMPANY/MN | 21,000 | 20,000 | 0.01% | PRN | |
| 37 | D.A. DAVIDSON & CO. | 20,000 | 19,000 | 0.01% | ||
| 38 | BB&T SECURITIES, LLC | 20,000 | 19,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
