| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Radcliffe Capital Management, L.P. | 43,541,000 | 44,684,000 | 24.66% | PRN | |
| 2 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 25,800,000 | 26,447,000 | 14.59% | PRN | |
| 3 | TD ASSET MANAGEMENT INC | 16,468,000 | 16,941,000 | 9.35% | ||
| 4 | Pine River Capital Management L.P. | 12,817,000 | 13,122,000 | 7.24% | PRN | |
| 5 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 11,919,000 | 12,202,000 | 6.73% | ||
| 6 | CQS Cayman LP | 11,000,000 | 11,475,000 | 6.33% | PRN | |
| 7 | DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTS BANK, FRANKFURT AM MAIN | 8,500,000 | 8,713,000 | 4.81% | PRN | |
| 8 | MORGAN STANLEY | 6,342,000 | 6,489,000 | 3.58% | PRN | |
| 9 | INCOME RESEARCH & MANAGEMENT | 6,313,000 | 6,463,000 | 3.57% | PRN | |
| 10 | BCWM, LLC | 5,455,000 | 5,592,000 | 3.09% | ||
| 11 | RIVERHEAD CAPITAL MANAGEMENT LLC | 5,000,000 | 5,125,000 | 2.83% | ||
| 12 | Pomelo Capital LLC | 4,300,000 | 4,424,000 | 2.44% | PRN | |
| 13 | THRIVENT FINANCIAL FOR LUTHERANS | 3,500,000 | 3,583,000 | 1.98% | ||
| 14 | PIER 88 INVESTMENT PARTNERS LLC | 2,850,000 | 2,875,000 | 1.59% | PRN | |
| 15 | BNP PARIBAS FINANCIAL MARKETS | 2,644,000 | 2,706,795 | 1.49% | PRN | |
| 16 | Calamos Advisors LLC | 2,300,000 | 2,363,000 | 1.30% | PRN | |
| 17 | Carnegie Investment Counsel | 1,350,000 | 1,384,000 | 0.76% | ||
| 18 | Bank of New York Mellon Corp | 1,200,000 | 1,234,000 | 0.68% | ||
| 19 | Cetera Advisors LLC | 1,079,000 | 1,104,000 | 0.61% | PRN | |
| 20 | BARCLAYS PLC | 1,068,000 | 1,093,000 | 0.60% | PRN | |
| 21 | LPL Financial LLC | 515,000 | 527,000 | 0.29% | PRN | |
| 22 | IRON Financial LLC | 500,000 | 514,000 | 0.28% | ||
| 23 | AVIVA PLC | 465,000 | 479,000 | 0.26% | PRN | |
| 24 | INDEPENDENT ADVISOR ALLIANCE | 402,000 | 412,256 | 0.23% | PRN | |
| 25 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 268,000 | 274,000 | 0.15% | ||
| 26 | ROYAL BANK OF CANADA | 200,000 | 204,000 | 0.11% | PRN | |
| 27 | STIFEL FINANCIAL CORP | 181,206 | 180,000 | 0.10% | PRN | |
| 28 | Commonwealth Equity Services, Inc | 135,000 | 138,000 | 0.08% | ||
| 29 | HighTower Advisors, LLC | 113,000 | 114,000 | 0.06% | PRN | |
| 30 | IPG Investment Advisors LLC | 60,000 | 61,425 | 0.03% | ||
| 31 | SII INVESTMENTS INC/WI | 45,000 | 45,000 | 0.02% | PRN | |
| 32 | IFC Holdings Incorporated/FL | 34,000 | 34,000 | 0.02% | PRN | |
| 33 | TDAM USA INC. | 32,000 | 33,000 | 0.02% | ||
| 34 | IFP ADVISORS, INC | 28,000 | 29,000 | 0.02% | ||
| 35 | Cambridge Investment Research Advisors, Inc. | 25,000 | 26,000 | 0.01% | ||
| 36 | WEALTHSOURCE PARTNERS, LLC | 25,000 | 26,000 | 0.01% | ||
| 37 | FDx Advisors, Inc. | 22,000 | 23,000 | 0.01% | ||
| 38 | ADVISOR GROUP, INC. | 20 | 20,000 | 0.01% | PRN | |
| 39 | D.A. DAVIDSON & CO. | 20,000 | 20,000 | 0.01% | ||
| 40 | Raymond James Financial Services Advisors, Inc. | 18,000 | 18,000 | 0.01% | PRN | |
| 41 | SEGALL BRYANT & HAMILL, LLC | 10,000 | 10,000 | 0.01% | ||
| 42 | AMERIPRISE FINANCIAL INC | 10,000 | 10,000 | 0.01% | PRN | |
| 43 | Jefferies Group LLC | 10,000 | 10,000 | 0.01% | PRN | |
| 44 | Creative Planning | 5,000 | 5,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
