| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 25,300,000 | 25,374,000 | 15.04% | PRN | |
| 2 | Pine River Capital Management L.P. | 23,500,000 | 23,736,000 | 14.07% | PRN | |
| 3 | Radcliffe Capital Management, L.P. | 17,929,000 | 18,081,000 | 10.72% | PRN | |
| 4 | CQS Cayman LP | 14,750,000 | 15,069,000 | 8.93% | PRN | |
| 5 | JPMORGAN CHASE & CO | 13,033,000 | 13,050,000 | 7.73% | PRN | |
| 6 | OAKTREE CAPITAL MANAGEMENT LP | 11,000,000 | 11,072,000 | 6.56% | PRN | |
| 7 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 6,999,000 | 7,008,000 | 4.15% | ||
| 8 | TD ASSET MANAGEMENT INC | 6,486,000 | 6,527,000 | 3.87% | ||
| 9 | INCOME RESEARCH & MANAGEMENT | 6,313,000 | 6,321,000 | 3.75% | PRN | |
| 10 | Jefferies Group LLC | 5,881,000 | 5,888,000 | 3.49% | PRN | |
| 11 | RIVERHEAD CAPITAL MANAGEMENT LLC | 5,000,000 | 5,098,000 | 3.02% | ||
| 12 | ROYAL BANK OF CANADA | 4,735,000 | 4,768,000 | 2.83% | PRN | |
| 13 | SSI INVESTMENT MANAGEMENT LLC | 4,000,000 | 4,004,000 | 2.37% | PRN | |
| 14 | ZAZOVE ASSOCIATES LLC | 3,611,000 | 3,629,000 | 2.15% | PRN | |
| 15 | NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC | 3,545,000 | 3,549,000 | 2.10% | PRN | |
| 16 | THRIVENT FINANCIAL FOR LUTHERANS | 3,500,000 | 3,522,000 | 2.09% | ||
| 17 | Calamos Advisors LLC | 2,300,000 | 2,315,000 | 1.37% | PRN | |
| 18 | EDMOND DE ROTHSCHILD HOLDING S.A. | 2,000,000 | 2,034,000 | 1.21% | PRN | |
| 19 | EDMOND DE ROTHSCHILD ASSET MANAGEMENT (FRANCE) | 2,000,000 | 2,034,000 | 1.21% | PRN | |
| 20 | AVIVA PLC | 1,350,000 | 1,352,000 | 0.80% | PRN | |
| 21 | Lombard Odier Asset Management (Europe) Ltd | 1,300,000 | 1,332,000 | 0.79% | PRN | |
| 22 | CREDIT SUISSE AG/ | 1,031,000 | 1,032,000 | 0.61% | PRN | |
| 23 | Cetera Advisors LLC | 637,000 | 637,000 | 0.38% | PRN | |
| 24 | MANAGED ACCOUNT ADVISORS LLC | 537,000 | 538,000 | 0.32% | PRN | |
| 25 | Ameritas Investment Partners, Inc. | 280,000 | 280,000 | 0.17% | PRN | |
| 26 | LPL Financial LLC | 120,000 | 120,000 | 0.07% | ||
| 27 | Argentus Capital Management, LLC | 100,000 | 100,000 | 0.06% | PRN | |
| 28 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 93,000 | 93,000 | 0.06% | ||
| 29 | STIFEL FINANCIAL CORP | 58,073 | 58,000 | 0.03% | PRN | |
| 30 | SII INVESTMENTS INC/WI | 30,000 | 30,000 | 0.02% | PRN | |
| 31 | D.A. DAVIDSON & CO. | 20,000 | 20,000 | 0.01% | ||
| 32 | Commonwealth Equity Services, Inc | 20,000 | 20,000 | 0.01% | ||
| 33 | AMERICAN INTERNATIONAL GROUP, INC. | 15 | 15,019 | 0.01% | PRN | |
| 34 | TDAM USA INC. | 14,000 | 14,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
