| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Wellesley Asset Management | 1,894 | 1,772 | 0.00% | PRN | |
| 2 | ACG Wealth | 10,000 | 9,000 | 0.01% | ||
| 3 | D.A. DAVIDSON & CO. | 15,000 | 13,000 | 0.01% | ||
| 4 | BB&T SECURITIES, LLC | 20,000 | 18,000 | 0.01% | ||
| 5 | US BANCORP \DE\ | 20,000 | 19,000 | 0.02% | PRN | |
| 6 | Sigma Planning Corp | 20,000 | 19,000 | 0.02% | ||
| 7 | WELLS FARGO & COMPANY/MN | 25,000 | 24,000 | 0.02% | PRN | |
| 8 | Rehmann Capital Advisory Group | 35,000 | 33,000 | 0.03% | PRN | |
| 9 | TDAM USA INC. | 38,000 | 36,000 | 0.03% | ||
| 10 | Commonwealth Equity Services, Inc | 43,000 | 40,000 | 0.03% | ||
| 11 | STIFEL FINANCIAL CORP | 50,000 | 47,000 | 0.04% | ||
| 12 | ROYAL BANK OF CANADA | 70,000 | 66,000 | 0.05% | PRN | |
| 13 | Investors Capital Advisory Services | 83,000 | 77,000 | 0.06% | ||
| 14 | SII INVESTMENTS INC/WI | 89,000 | 83,000 | 0.07% | PRN | |
| 15 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 122,000 | 114,000 | 0.09% | ||
| 16 | STIFEL FINANCIAL CORP | 169,800 | 170,000 | 0.13% | PRN | |
| 17 | LPL Financial LLC | 210,000 | 196,000 | 0.16% | ||
| 18 | AMERICAN INTERNATIONAL GROUP, INC. | 215 | 201,000 | 0.16% | PRN | |
| 19 | CREDIT SUISSE AG/ | 400,000 | 374,000 | 0.30% | PRN | |
| 20 | ZAZOVE ASSOCIATES LLC | 400,000 | 376,000 | 0.30% | PRN | |
| 21 | Compagnie Lombard Odier SCmA | 480,000 | 455,000 | 0.36% | PRN | |
| 22 | BlueCrest Capital Management Ltd | 486,000 | 456,000 | 0.36% | PRN | |
| 23 | KEYBANK NATIONAL ASSOCIATION/OH | 817,000 | 764,000 | 0.60% | ||
| 24 | BARCLAYS PLC | 986,000 | 917,000 | 0.73% | PRN | |
| 25 | AMERICAN FINANCIAL GROUP INC | 1,000,000 | 936,000 | 0.74% | PRN | |
| 26 | MORGAN STANLEY | 1,256,000 | 1,150,000 | 0.91% | PRN | |
| 27 | GOLDMAN SACHS GROUP INC | 2,766,000 | 2,572,000 | 2.04% | PRN | |
| 28 | CQS Cayman LP | 3,000,000 | 2,857,000 | 2.26% | PRN | |
| 29 | GLG Partners LP | 3,250,000 | 3,047,000 | 2.41% | PRN | |
| 30 | THRIVENT FINANCIAL FOR LUTHERANS | 4,000,000 | 3,740,000 | 2.96% | ||
| 31 | HighTower Advisors, LLC | 4,151,000 | 3,882,000 | 3.07% | PRN | |
| 32 | Pine River Capital Management L.P. | 13,141,000 | 12,287,000 | 9.73% | PRN | |
| 33 | TD ASSET MANAGEMENT INC | 16,562,000 | 15,579,000 | 12.33% | ||
| 34 | INCOME RESEARCH & MANAGEMENT | 17,644,000 | 16,508,000 | 13.07% | PRN | |
| 35 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 19,676,000 | 18,409,000 | 14.57% | ||
| 36 | Radcliffe Capital Management, L.P. | 43,688,000 | 40,864,000 | 32.34% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
