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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 69 Institutional holders with a total value of $364,747,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PNC FINANCIAL SERVICES GROUP, INC. 6 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 Tradewinds Capital Management, LLC 12 1,000 0.00%
4 Beacon Capital Management, Inc. 7 1,000 0.00%
5 Advisory Services Network, LLC 24 2,000 0.00%
6 PIERSHALE FINANCIAL GROUP, INC. 175 14,000 0.00%
7 Creative Planning 200 16,000 0.00%
8 GENEOS WEALTH MANAGEMENT INC. 432 34,000 0.01%
9 Tower Research Capital LLC (TRC) 712 56,000 0.02%
10 WEALTHCARE CAPITAL MANAGEMENT LLC 714 56,000 0.02%
11 Parkside Financial Bank & Trust 1,149 91,000 0.02%
12 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,305 103,000 0.03%
13 IFP ADVISORS, INC 1,323 105,000 0.03%
14 MSI Financial Services Inc 1,739 137,000 0.04%
15 Tuttle Capital Management, LLC 2,201 174,000 0.05%
16 WFG Advisors, LP 2,874 227,000 0.06%
17 Pinnacle Advisory Group, Inc. 3,044 232,000 0.06%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,517 279,000 0.08%
19 Stratos Wealth Partners, LTD. 3,611 285,000 0.08%
20 FIRST TRUST ADVISORS LP 4,425 350,000 0.10%
21 INVESTMENT CENTERS OF AMERICA INC 4,932 388,000 0.11%
22 VOYA FINANCIAL ADVISORS, INC. 6,032 481,000 0.13%
23 BB&T SECURITIES, LLC 6,400 505,000 0.14%
24 CITADEL ADVISORS LLC 6,785 536,000 0.15%
25 FormulaFolio Investments, LLC 6,925 547,000 0.15%
26 RAYMOND JAMES & ASSOCIATES 7,088 560,000 0.15%
27 SARGENT BICKHAM LAGUDIS LLC 7,396 585,000 0.16%
28 Argentus Capital Management, LLC 7,401 585,000 0.16%
29 Raymond James Financial Services Advisors, Inc. 7,408 586,000 0.16%
30 First Allied Advisory Services, Inc. 8,386 663,000 0.18%
31 Cambridge Investment Research Advisors, Inc. 8,437 667,000 0.18%
32 AGF INVESTMENTS INC. 8,745 691,000 0.19%
33 Virtu KCG Holdings LLC 12,455 985,000 0.27%
34 OLIVER LUXXE ASSETS LLC 12,538 991,000 0.27%
35 ENVESTNET ASSET MANAGEMENT INC 12,594 996,000 0.27%
36 JANE STREET GROUP, LLC 15,590 1,233,000 0.34%
37 Stadion Money Management, LLC 16,391 1,296,000 0.36%
38 BAIRD FINANCIAL GROUP, INC. 18,958 1,499,000 0.41%
39 Bank of New York Mellon Corp 19,369 1,531,000 0.42%
40 STIFEL FINANCIAL CORP 20,052 1,590,000 0.44%
41 ADVANTAGE INVESTMENT MANAGEMENT, LLC 20,990 1,659,000 0.45%
42 Lattice Strategies LLC 23,370 1,848,000 0.51%
43 AMERIPRISE FINANCIAL INC 23,472 1,856,000 0.51%
44 AVIANCE CAPITAL MANAGEMENT, LLC 23,651 1,870,000 0.51%
45 Landmark Financial Advisors, LLC 25,289 1,999,000 0.55%
46 Diligent Investors, LLC 26,582 2,102,000 0.58%
47 Concert Wealth Management Inc. 26,679 2,112,000 0.58%
48 LPL Financial LLC 28,667 2,231,000 0.61%
49 PRUDENTIAL FINANCIAL INC 33,100 2,617,000 0.72%
50 ROYAL BANK OF CANADA 40,461 3,198,000 0.88%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.