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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 56 Institutional holders with a total value of $207,878,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 IFP ADVISORS, INC 16 1,000 0.00%
3 SEI INVESTMENTS CO 43 3,000 0.00%
4 Apriem Advisors 61 4,000 0.00%
5 Tradewinds Capital Management, LLC 127 9,000 0.00%
6 Creative Planning 200 14,000 0.01%
7 GENEOS WEALTH MANAGEMENT INC. 232 15,000 0.01%
8 D.A. DAVIDSON & CO. 235 16,000 0.01%
9 Transamerica Financial Advisors, LLC 219 16,000 0.01%
10 ADVANTAGE INVESTMENT MANAGEMENT, LLC 284 20,000 0.01%
11 JPMORGAN CHASE & CO 307 21,000 0.01%
12 St. Johns Investment Management Company, LLC 350 24,000 0.01%
13 NewSquare Capital LLC 560 39,000 0.02%
14 WEALTHCARE CAPITAL MANAGEMENT LLC 751 52,000 0.03%
15 CREATIVE FINANCIAL DESIGNS INC /ADV 903 62,000 0.03%
16 Parkside Financial Bank & Trust 1,313 90,000 0.04%
17 MSI Financial Services Inc 1,462 101,000 0.05%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,868 128,000 0.06%
19 AGF INVESTMENTS INC. 2,205 152,000 0.07%
20 SARGENT BICKHAM LAGUDIS LLC 3,291 227,000 0.11%
21 Brouwer & Janachowski, LLC 3,507 242,000 0.12%
22 VOYA FINANCIAL ADVISORS, INC. 3,924 270,000 0.13%
23 INVESTMENT CENTERS OF AMERICA INC 4,289 294,000 0.14%
24 IndexIQ Advisors LLC 4,616 318,000 0.15%
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 5,665 390,000 0.19%
26 LPL Financial LLC 6,802 470,000 0.23%
27 Cambridge Investment Research Advisors, Inc. 7,064 487,000 0.23%
28 BB&T SECURITIES, LLC 6,400 505,000 0.24%
29 CITADEL ADVISORS LLC 11,806 813,000 0.39%
30 ENVESTNET ASSET MANAGEMENT INC 11,874 818,000 0.39%
31 Bank of New York Mellon Corp 12,517 863,000 0.42%
32 Virtu KCG Holdings LLC 12,611 869,000 0.42%
33 Lattice Strategies LLC 16,185 1,115,000 0.54%
34 Pinnacle Advisory Group, Inc. 20,288 1,398,000 0.67%
35 ADVISOR GROUP, INC. 23,707 1,634,000 0.79%
36 Concert Wealth Management Inc. 25,982 1,790,000 0.86%
37 Diligent Investors, LLC 27,363 1,886,000 0.91%
38 ASSETMARK, INC 30,237 2,083,000 1.00%
39 MORGAN STANLEY 34,025 2,344,000 1.13%
40 MCADAM, LLC 35,277 2,430,000 1.17%
41 JANE STREET GROUP, LLC 35,571 2,450,000 1.18%
42 AVALON CAPITAL MANAGEMENT 43,583 3,002,000 1.44%
43 WOLVERINE TRADING LP /BD 46,191 3,182,000 1.53%
44 Landmark Financial Advisors, LLC 46,480 3,202,000 1.54%
45 BILLEAUD CAPITAL MANAGEMENT, INC. 51,514 3,549,000 1.71%
46 ALMANACK INVESTMENT PARTNERS, LLC. 52,425 3,618,000 1.74%
47 Frontier Wealth Management LLC 58,397 4,023,000 1.94%
48 Stadion Money Management, LLC 61,348 4,226,000 2.03%
49 Knowledge Leaders Capital, LLC 64,915 4,472,000 2.15%
50 UBS Group AG 65,399 4,506,000 2.17%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.