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SORRENTO THERAPEUTICS INC COM NEW
SORRENTO THERAPEUTICS INC COM NEW. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 68 Institutional holders with a total value of $52,523,948.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Wildcat Capital Management, LLC 2,799,790 11,059,000 21.06%
2 Cormorant Asset Management, LP 1,690,800 6,679,000 12.72%
3 BlackRock Finance, Inc. 1,569,502 6,201,000 11.81%
4 VANGUARD GROUP INC 1,541,266 6,088,000 11.59%
5 Avoro Capital Advisors LLC 1,192,130 4,709,000 8.97%
6 INTELLECTUS PARTNERS, LLC 1,095,840 4,329,000 8.24%
7 STATE STREET CORP 513,168 2,029,000 3.86%
8 GEODE CAPITAL MANAGEMENT, LLC 366,928 1,449,000 2.76%
9 NORTHERN TRUST CORP 347,311 1,372,000 2.61%
10 FRANKLIN RESOURCES INC 289,400 1,143,000 2.18%
11 Vident Investment Advisory, LLC 170,534 674,000 1.28%
12 BANK OF AMERICA CORP /DE/ 152,179 601,000 1.14%
13 Bank of New York Mellon Corp 149,424 590,000 1.12%
14 MILLENNIUM MANAGEMENT LLC 130,937 517,000 0.98%
15 FMR LLC 108,789 430,000 0.82%
16 DEUTSCHE BANK AG\ 99,952 394,000 0.75%
17 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 96,154 380,000 0.72%
18 TIAA CREF INVESTMENT MANAGEMENT LLC 95,345 377,000 0.72%
19 WELLS FARGO & COMPANY/MN 91,593 362,000 0.69%
20 Swiss National Bank 75,764 299,000 0.57%
21 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 50,749 200,000 0.38%
22 MORGAN STANLEY 43,485 172,000 0.33%
23 TEACHERS ADVISORS, LLC 41,908 166,000 0.32%
24 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 39,855 158,000 0.30%
25 ALLIANCEBERNSTEIN L.P. 38,800 153,000 0.29%
26 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 36,800 145,000 0.28%
27 RHUMBLINE ADVISERS 34,686 137,000 0.26%
28 HighTower Advisors, LLC 31,730 125,000 0.24%
29 GLENMEDE TRUST CO NA 29,135 115,000 0.22%
30 Virtu KCG Holdings LLC 27,425 108,000 0.21%
31 NEW YORK STATE COMMON RETIREMENT FUND 25,901 102,000 0.19%
32 Creative Planning 25,600 101,000 0.19%
33 MATRIX ASSET ADVISORS INC/NY 22,000 87,000 0.17%
34 MANUFACTURERS LIFE INSURANCE COMPANY, THE 21,537 85,000 0.16%
35 GOLDMAN SACHS GROUP INC 20,612 81,000 0.15%
36 RUSSELL INVESTMENTS GROUP, LTD. 20,423 81,000 0.15%
37 CITADEL ADVISORS LLC 19,476 77,000 0.15%
38 AMERICAN INTERNATIONAL GROUP, INC. 17,532 69,000 0.13%
39 STEVENS CAPITAL MANAGEMENT LP 15,971 63,000 0.12%
40 VOYA INVESTMENT MANAGEMENT LLC 14,911 59,000 0.11%
41 Nationwide Fund Advisors 14,417 57,000 0.11%
42 R&F CAPITAL ADVISORS LP 12,878 51,000 0.10%
43 CREDIT SUISSE AG/ 12,092 48,000 0.09%
44 Walleye Trading LLC 11,800 47,000 0.09%
45 GAGNON SECURITIES LLC 11,116 44,000 0.08%
46 GOFEN & GLOSSBERG LLC /IL/ 10,000 40,000 0.08%
47 DIMENSIONAL FUND ADVISORS LP 10,206 40,000 0.08%
48 Legal & General Group Plc 9,032 36,000 0.07%
49 GROUP ONE TRADING LLC 8,645 34,000 0.06%
50 CITIGROUP INC 6,084 24,000 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.