| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 1,040 | 4,000 | 0.06% | ||
| 2 | Hartford Financial Management Inc. | 1,300 | 5,000 | 0.08% | ||
| 3 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 9,556 | 36,000 | 0.57% | ||
| 4 | HighTower Advisors, LLC | 20,215 | 75,000 | 1.20% | ||
| 5 | GEODE CAPITAL MANAGEMENT, LLC | 30,097 | 112,000 | 1.79% | ||
| 6 | VANGUARD GROUP INC | 37,659 | 140,000 | 2.23% | ||
| 7 | D.A. DAVIDSON & CO. | 87,000 | 324,000 | 5.17% | ||
| 8 | NEXTHERA CAPITAL LP | 138,132 | 515,000 | 8.21% | ||
| 9 | SABBY MANAGEMENT, LLC | 176,384 | 658,000 | 10.49% | ||
| 10 | Parallax Volatility Advisers, L.P. | 283,450 | 1,057,000 | 16.85% | ||
| 11 | New Leaf Venture Partners, L.L.C. | 352,950 | 1,317,000 | 21.00% | ||
| 12 | SPHERA FUNDS MANAGEMENT LTD. | 544,100 | 2,029,000 | 32.35% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
