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Heartware International, Inc.
Heartware International, Inc.. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 133 Institutional holders with a total value of $552,175,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 2,332,113 73,275,000 13.27%
2 VANGUARD GROUP INC 1,206,458 37,907,000 6.87%
3 FRONTIER CAPITAL MANAGEMENT CO LLC 1,020,088 32,051,000 5.80%
4 DEERFIELD MANAGEMENT COMPANY, L.P. 870,634 27,355,000 4.95%
5 HUDSON EXECUTIVE CAPITAL LP 866,258 27,218,000 4.93%
6 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 818,221 25,707,000 4.66%
7 WELLINGTON MANAGEMENT GROUP LLP 794,560 24,965,000 4.52%
8 JANUS HENDERSON INVESTORS US LLC 742,335 23,325,000 4.22%
9 FRANKLIN RESOURCES INC 579,967 18,222,000 3.30%
10 BlackRock Fund Advisors 478,576 15,037,000 2.72%
11 JPMORGAN CHASE & CO 455,246 14,305,000 2.59%
12 BlackRock Institutional Trust Company, N.A. 447,499 14,060,000 2.55%
13 Capital World Investors 443,000 13,919,000 2.52%
14 PRICE T ROWE ASSOCIATES INC /MD/ 406,253 12,764,000 2.31%
15 BOGLE INVESTMENT MANAGEMENT L P /DE/ 310,078 9,742,000 1.76%
16 STATE STREET CORP 301,629 9,471,000 1.72%
17 ROYAL BANK OF CANADA 272,673 8,568,000 1.55%
18 Palo Alto Investors LP 251,868 7,914,000 1.43%
19 Engaged Capital LLC 240,750 7,564,000 1.37%
20 Neuberger Berman Group LLC 232,582 7,308,000 1.32%
21 ARROWGRASS CAPITAL PARTNERS (US) LP 232,387 7,302,000 1.32%
22 Redmile Group, LLC 214,771 6,748,000 1.22%
23 NORTHERN TRUST CORP 212,207 6,668,000 1.21%
24 JET CAPITAL INVESTORS L P 200,000 6,284,000 1.14%
25 Rock Springs Capital Management LP 193,000 6,064,000 1.10%
26 RENAISSANCE TECHNOLOGIES LLC 192,448 6,047,000 1.10%
27 Jupiter Investment Management Ltd 179,740 5,647,000 1.02%
28 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 157,410 4,946,000 0.90%
29 MILLENNIUM MANAGEMENT LLC 151,839 4,771,000 0.86%
30 A.R.T. Advisors, LLC 138,512 4,352,000 0.79%
31 TWO SIGMA ADVISERS, LP 134,151 4,215,000 0.76%
32 TIAA CREF INVESTMENT MANAGEMENT LLC 130,433 4,098,000 0.74%
33 GEODE CAPITAL MANAGEMENT, LLC 115,683 3,634,000 0.66%
34 TWO SIGMA INVESTMENTS, LP 111,821 3,513,000 0.64%
35 ADAGE CAPITAL PARTNERS GP, L.L.C. 100,000 3,142,000 0.57%
36 Rhenman & Partners Asset Management AB 100,000 3,142,000 0.57%
37 GOVERNORS LANE LP 98,000 3,079,000 0.56%
38 Bank of New York Mellon Corp 87,875 2,761,000 0.50%
39 Asset Management One Co., Ltd. 78,097 2,452,000 0.44%
40 DEUTSCHE BANK AG\ 70,050 2,200,000 0.40%
41 Spark Investment Management LLC 64,700 2,032,000 0.37%
42 ALAMBIC INVESTMENT MANAGEMENT, L.P. 64,598 2,030,000 0.37%
43 GOLDMAN SACHS GROUP INC 61,400 1,929,000 0.35% Put
44 Engineers Gate Manager LP 60,550 1,902,000 0.34%
45 BlackRock Investment Management, LLC 59,404 1,866,000 0.34%
46 GOLDMAN SACHS GROUP INC 55,035 1,729,000 0.31%
47 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 51,382 1,615,000 0.29%
48 PURA VIDA INVESTMENTS, LLC 50,000 1,571,000 0.28%
49 Quantitative Investment Management, LLC 49,000 1,539,000 0.28%
50 CONTINENTAL ADVISORS LLC 41,600 1,307,000 0.24%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.