| 1 |
GUGGENHEIM CAPITAL LLC |
416,641 |
5,645,000 |
21.78% |
|
|
| 2 |
Invesco Ltd. |
297,226 |
4,027,000 |
15.54% |
|
PRN |
| 3 |
MARINER INVESTMENT GROUP LLC |
130,000 |
1,761,000 |
6.79% |
|
|
| 4 |
BANK OF AMERICA CORP /DE/ |
117,164 |
1,588,000 |
6.13% |
|
|
| 5 |
MORGAN STANLEY |
111,538 |
1,511,000 |
5.83% |
|
|
| 6 |
UBS AG |
69,689 |
944,000 |
3.64% |
|
|
| 7 |
Tradewinds Capital Management, LLC |
64,802 |
878,000 |
3.39% |
|
|
| 8 |
BANK OF MONTREAL /CAN/ |
62,800 |
851,000 |
3.28% |
|
|
| 9 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
55,447 |
751,000 |
2.90% |
|
|
| 10 |
RAYMOND JAMES & ASSOCIATES |
55,175 |
748,000 |
2.89% |
|
|
| 11 |
LPL Financial LLC |
54,049 |
732,000 |
2.82% |
|
|
| 12 |
ROYAL BANK OF CANADA |
48,575 |
658,000 |
2.54% |
|
|
| 13 |
GOODWIN DANIEL L |
45,070 |
611,000 |
2.36% |
|
|
| 14 |
NATIONAL PLANNING CORP |
35,200 |
474,000 |
1.83% |
|
|
| 15 |
WELLS FARGO & COMPANY/MN |
33,383 |
452,000 |
1.74% |
|
|
| 16 |
STIFEL FINANCIAL CORP |
31,825 |
431,000 |
1.66% |
|
|
| 17 |
Capital Investment Advisors, LLC |
30,457 |
412,691 |
1.59% |
|
|
| 18 |
Argentus Capital Management, LLC |
30,253 |
410,000 |
1.58% |
|
|
| 19 |
Robert W. Baird & Co. Inc |
24,908 |
338,000 |
1.30% |
|
|
| 20 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
20,115 |
273,000 |
1.05% |
|
|
| 21 |
VAN ECK ASSOCIATES CORP |
19,906 |
270,000 |
1.04% |
|
|
| 22 |
Regent Investment Management LLC |
19,440 |
263,000 |
1.01% |
|
|
| 23 |
Investors Capital Advisory Services |
16,835 |
228,000 |
0.88% |
|
|
| 24 |
CONNING INC. |
16,700 |
226,000 |
0.87% |
|
|
| 25 |
Commonwealth Equity Services, Inc |
15,905 |
216,000 |
0.83% |
|
|
| 26 |
Private Advisor Group, LLC |
14,530 |
197,000 |
0.76% |
|
|
| 27 |
Virtu KCG Holdings LLC |
13,545 |
184,000 |
0.71% |
|
|
| 28 |
OPPENHEIMER & CO INC |
12,425 |
169,000 |
0.65% |
|
|
| 29 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
10,801 |
146,000 |
0.56% |
|
|
| 30 |
NWAM LLC |
10,392 |
141,000 |
0.54% |
|
|
| 31 |
First Allied Advisory Services, Inc. |
10,000 |
136,000 |
0.52% |
|
|
| 32 |
CITIGROUP INC |
5,910 |
80,000 |
0.31% |
|
|
| 33 |
PNC FINANCIAL SERVICES GROUP, INC. |
4,550 |
61,000 |
0.24% |
|
|
| 34 |
US BANCORP \DE\ |
3,907 |
53,000 |
0.20% |
|
|
| 35 |
AMERIPRISE FINANCIAL INC |
1,685 |
23,000 |
0.09% |
|
|
| 36 |
Ledyard National Bank |
1,000 |
14,000 |
0.05% |
|
|
| 37 |
FIFTH THIRD BANCORP |
923 |
13,000 |
0.05% |
|
|
| 38 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
117 |
2,000 |
0.01% |
|
|
| 39 |
Tower Research Capital LLC (TRC) |
96 |
1,000 |
0.00% |
|
|
| 40 |
MUFG Americas Holdings Corp |
55 |
1,000 |
0.00% |
|
|
| 41 |
Creative Planning |
12 |
0 |
0.00% |
|
|
