| 1 |
Karpus Management, Inc. |
291,717 |
4,192,000 |
12.05% |
|
|
| 2 |
1607 Capital Partners, LLC |
281,274 |
4,042,000 |
11.62% |
|
|
| 3 |
GUGGENHEIM CAPITAL LLC |
200,947 |
2,887,000 |
8.30% |
|
|
| 4 |
MORGAN STANLEY |
154,631 |
2,222,000 |
6.39% |
|
|
| 5 |
Advisors Asset Management, Inc. |
150,427 |
2,162,000 |
6.21% |
|
|
| 6 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
144,640 |
2,078,000 |
5.97% |
|
|
| 7 |
BANK OF MONTREAL /CAN/ |
122,800 |
1,765,000 |
5.07% |
|
|
| 8 |
BANK OF AMERICA CORP /DE/ |
119,258 |
1,713,000 |
4.92% |
|
|
| 9 |
BB&T SECURITIES, LLC |
11,400 |
1,638,000 |
4.71% |
|
|
| 10 |
1832 Asset Management L.P. |
100,473 |
1,446,000 |
4.16% |
|
|
| 11 |
WELLS FARGO & COMPANY/MN |
60,959 |
877,000 |
2.52% |
|
|
| 12 |
Tradewinds Capital Management, LLC |
60,936 |
876,000 |
2.52% |
|
|
| 13 |
GOODWIN DANIEL L |
45,070 |
648,000 |
1.86% |
|
|
| 14 |
ROYAL BANK OF CANADA |
44,275 |
636,000 |
1.83% |
|
|
| 15 |
RAYMOND JAMES & ASSOCIATES |
40,986 |
589,000 |
1.69% |
|
|
| 16 |
LPL Financial LLC |
40,111 |
578,000 |
1.66% |
|
|
| 17 |
STIFEL FINANCIAL CORP |
37,375 |
537,000 |
1.54% |
|
|
| 18 |
SIT INVESTMENT ASSOCIATES INC |
32,509 |
467,000 |
1.34% |
|
|
| 19 |
VAN ECK ASSOCIATES CORP |
31,265 |
449,000 |
1.29% |
|
|
| 20 |
Capital Investment Advisors, LLC |
29,177 |
419,000 |
1.20% |
|
|
| 21 |
AQR ARBITRAGE LLC |
26,030 |
374,000 |
1.07% |
|
|
| 22 |
Private Advisor Group, LLC |
25,724 |
370,000 |
1.06% |
|
|
| 23 |
Commonwealth Equity Services, Inc |
22,943 |
330,000 |
0.95% |
|
|
| 24 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
20,947 |
301,000 |
0.87% |
|
|
| 25 |
Invesco Ltd. |
20,385 |
293,000 |
0.84% |
|
PRN |
| 26 |
Robert W. Baird & Co. Inc |
19,508 |
280,000 |
0.80% |
|
|
| 27 |
DOLIVER ADVISORS, LP |
18,738 |
269,000 |
0.77% |
|
|
| 28 |
Raymond James Financial Services Advisors, Inc. |
17,823 |
256,000 |
0.74% |
|
|
| 29 |
CONNING INC. |
17,767 |
255,000 |
0.73% |
|
|
| 30 |
UBS Group AG |
16,823 |
242,000 |
0.70% |
|
|
| 31 |
PNC FINANCIAL SERVICES GROUP, INC. |
14,324 |
205,000 |
0.59% |
|
|
| 32 |
OPPENHEIMER & CO INC |
14,300 |
205,000 |
0.59% |
|
|
| 33 |
CITIGROUP INC |
13,203 |
190,000 |
0.55% |
|
|
| 34 |
HighTower Advisors, LLC |
13,000 |
187,000 |
0.54% |
|
|
| 35 |
Concert Wealth Management Inc. |
12,263 |
176,000 |
0.51% |
|
|
| 36 |
Investors Capital Advisory Services |
11,535 |
165,000 |
0.47% |
|
|
| 37 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
11,305 |
162,000 |
0.47% |
|
|
| 38 |
First Allied Advisory Services, Inc. |
10,015 |
144,000 |
0.41% |
|
|
| 39 |
US BANCORP \DE\ |
3,907 |
56,000 |
0.16% |
|
|
| 40 |
DEUTSCHE BANK AG\ |
2,542 |
36,000 |
0.10% |
|
|
| 41 |
MSI Financial Services Inc |
1,900 |
27,000 |
0.08% |
|
|
| 42 |
AMERICAN INTERNATIONAL GROUP, INC. |
992 |
14,255 |
0.04% |
|
|
| 43 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,008 |
14,000 |
0.04% |
|
|
| 44 |
FIFTH THIRD BANCORP |
923 |
13,000 |
0.04% |
|
|
| 45 |
Tower Research Capital LLC (TRC) |
600 |
9,000 |
0.03% |
|
|
| 46 |
Johnson Financial Group, Inc. |
117 |
2,000 |
0.01% |
|
|
| 47 |
MUFG Americas Holdings Corp |
45 |
1,000 |
0.00% |
|
|
| 48 |
Creative Planning |
12 |
0 |
0.00% |
|
|
