| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 312,346 | 4,324,000 | 13.12% | ||
| 2 | 1607 Capital Partners, LLC | 249,283 | 3,450,000 | 10.47% | ||
| 3 | UBS AG | 196,638 | 2,721,000 | 8.26% | ||
| 4 | MORGAN STANLEY | 143,585 | 1,988,000 | 6.03% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 136,641 | 1,892,000 | 5.74% | ||
| 6 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 135,047 | 1,869,000 | 5.67% | ||
| 7 | BANK OF MONTREAL /CAN/ | 102,800 | 1,423,000 | 4.32% | ||
| 8 | Karpus Management, Inc. | 101,660 | 1,407,000 | 4.27% | ||
| 9 | WOLVERINE ASSET MANAGEMENT LLC | 89,256 | 1,235,000 | 3.75% | ||
| 10 | MARINER INVESTMENT GROUP LLC | 85,000 | 1,176,000 | 3.57% | ||
| 11 | Invesco Ltd. | 75,070 | 1,039,000 | 3.15% | PRN | |
| 12 | Tradewinds Capital Management, LLC | 64,659 | 895,000 | 2.72% | ||
| 13 | WELLS FARGO & COMPANY/MN | 45,613 | 631,000 | 1.92% | ||
| 14 | GOODWIN DANIEL L | 45,070 | 624,000 | 1.89% | ||
| 15 | LPL Financial LLC | 44,251 | 614,000 | 1.86% | ||
| 16 | RAYMOND JAMES & ASSOCIATES | 43,837 | 607,000 | 1.84% | ||
| 17 | DOLIVER ADVISORS, LP | 42,201 | 584,000 | 1.77% | ||
| 18 | NATIONAL PLANNING CORP | 35,759 | 494,000 | 1.50% | ||
| 19 | STIFEL FINANCIAL CORP | 34,825 | 482,000 | 1.46% | ||
| 20 | Advisors Asset Management, Inc. | 30,921 | 428,000 | 1.30% | ||
| 21 | AQR CAPITAL MANAGEMENT LLC | 30,767 | 426,000 | 1.29% | ||
| 22 | ROYAL BANK OF CANADA | 30,325 | 420,000 | 1.27% | ||
| 23 | Argentus Capital Management, LLC | 30,253 | 419,000 | 1.27% | ||
| 24 | Capital Investment Advisors, LLC | 29,145 | 403,000 | 1.22% | ||
| 25 | VAN ECK ASSOCIATES CORP | 27,716 | 384,000 | 1.17% | ||
| 26 | HighTower Advisors, LLC | 26,910 | 373,000 | 1.13% | ||
| 27 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 24,598 | 340,000 | 1.03% | ||
| 28 | Robert W. Baird & Co. Inc | 23,308 | 323,000 | 0.98% | SH | |
| 29 | Regent Investment Management LLC | 19,440 | 269,000 | 0.82% | ||
| 30 | CONNING INC. | 17,247 | 239,000 | 0.73% | ||
| 31 | Commonwealth Equity Services, Inc | 17,261 | 239,000 | 0.73% | ||
| 32 | Investors Capital Advisory Services | 16,835 | 232,000 | 0.70% | ||
| 33 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 14,166 | 196,000 | 0.59% | ||
| 34 | Private Advisor Group, LLC | 12,530 | 173,000 | 0.53% | ||
| 35 | CITIGROUP INC | 12,203 | 169,000 | 0.51% | ||
| 36 | NWAM LLC | 10,174 | 141,000 | 0.43% | ||
| 37 | First Allied Advisory Services, Inc. | 10,000 | 138,000 | 0.42% | ||
| 38 | US BANCORP \DE\ | 3,907 | 54,000 | 0.16% | ||
| 39 | PNC FINANCIAL SERVICES GROUP, INC. | 3,600 | 50,000 | 0.15% | ||
| 40 | DEUTSCHE BANK AG\ | 2,542 | 35,000 | 0.11% | ||
| 41 | AMERIPRISE FINANCIAL INC | 1,785 | 25,000 | 0.08% | ||
| 42 | FIFTH THIRD BANCORP | 923 | 13,000 | 0.04% | ||
| 43 | NORTHERN TRUST CORP | 17,190 | 2,000 | 0.01% | ||
| 44 | Johnson Financial Group, Inc. | 117 | 2,000 | 0.01% | ||
| 45 | Creative Planning | 12 | 0 | 0.00% | ||
| 46 | MUFG Americas Holdings Corp | 36 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
