| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 285,837 | 3,882,000 | 12.78% | ||
| 2 | 1607 Capital Partners, LLC | 281,274 | 3,820,000 | 12.58% | ||
| 3 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 178,142 | 2,419,000 | 7.97% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 174,278 | 2,366,000 | 7.79% | ||
| 5 | MORGAN STANLEY | 157,054 | 2,133,000 | 7.02% | ||
| 6 | Advisors Asset Management, Inc. | 145,538 | 1,976,000 | 6.51% | ||
| 7 | BANK OF MONTREAL /CAN/ | 122,800 | 1,668,000 | 5.49% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 116,906 | 1,588,000 | 5.23% | ||
| 9 | STIFEL FINANCIAL CORP | 78,925 | 1,072,000 | 3.53% | ||
| 10 | Tradewinds Capital Management, LLC | 60,936 | 828,000 | 2.73% | ||
| 11 | SIT INVESTMENT ASSOCIATES INC | 52,578 | 714,000 | 2.35% | ||
| 12 | ROYAL BANK OF CANADA | 50,975 | 692,000 | 2.28% | ||
| 13 | LPL Financial LLC | 46,809 | 640,000 | 2.11% | ||
| 14 | GOODWIN DANIEL L | 45,070 | 612,000 | 2.02% | ||
| 15 | WELLS FARGO & COMPANY/MN | 41,457 | 563,000 | 1.85% | ||
| 16 | RAYMOND JAMES & ASSOCIATES | 35,901 | 488,000 | 1.61% | ||
| 17 | VAN ECK ASSOCIATES CORP | 35,043 | 476,000 | 1.57% | ||
| 18 | UBS Group AG | 34,246 | 465,000 | 1.53% | ||
| 19 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 30,897 | 420,000 | 1.38% | ||
| 20 | ROBLE, BELKO & COMPANY, INC | 25,416 | 345,000 | 1.14% | ||
| 21 | Private Advisor Group, LLC | 24,274 | 330,000 | 1.09% | ||
| 22 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 24,298 | 330,000 | 1.09% | ||
| 23 | Commonwealth Equity Services, Inc | 20,667 | 281,000 | 0.93% | ||
| 24 | BB&T SECURITIES, LLC | 18,575 | 252,000 | 0.83% | ||
| 25 | CONNING INC. | 18,036 | 245,000 | 0.81% | ||
| 26 | BAIRD FINANCIAL GROUP, INC. | 17,017 | 231,000 | 0.76% | ||
| 27 | OPPENHEIMER & CO INC | 15,900 | 216,000 | 0.71% | ||
| 28 | CITIGROUP INC | 14,456 | 196,000 | 0.65% | ||
| 29 | AQR ARBITRAGE LLC | 12,946 | 176,000 | 0.58% | ||
| 30 | Concert Wealth Management Inc. | 12,450 | 169,000 | 0.56% | ||
| 31 | Investors Capital Advisory Services | 11,535 | 156,000 | 0.51% | ||
| 32 | PNC FINANCIAL SERVICES GROUP, INC. | 11,011 | 150,000 | 0.49% | ||
| 33 | First Allied Advisory Services, Inc. | 10,032 | 136,000 | 0.45% | ||
| 34 | Invesco Ltd. | 7,431 | 101,000 | 0.33% | PRN | |
| 35 | Oakworth Capital, Inc. | 4,655 | 64,000 | 0.21% | ||
| 36 | US BANCORP \DE\ | 3,907 | 53,000 | 0.17% | ||
| 37 | DEUTSCHE BANK AG\ | 2,542 | 34,000 | 0.11% | ||
| 38 | MSI Financial Services Inc | 1,900 | 26,000 | 0.09% | ||
| 39 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,052 | 15,000 | 0.05% | ||
| 40 | AMERICAN INTERNATIONAL GROUP, INC. | 992 | 13,472 | 0.04% | ||
| 41 | FIFTH THIRD BANCORP | 923 | 13,000 | 0.04% | ||
| 42 | ZIONS BANCORPORATION | 762 | 10,000 | 0.03% | ||
| 43 | Johnson Financial Group, Inc. | 117 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
