| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 1,067,690 | 14,350,000 | 23.26% | ||
| 2 | UBS AG | 600,612 | 8,072,000 | 13.09% | ||
| 3 | Karpus Management, Inc. | 591,121 | 7,945,000 | 12.88% | ||
| 4 | SIT INVESTMENT ASSOCIATES INC | 410,370 | 5,515,000 | 8.94% | ||
| 5 | WELLS FARGO & COMPANY/MN | 407,965 | 5,482,000 | 8.89% | ||
| 6 | MORGAN STANLEY | 315,105 | 4,235,000 | 6.87% | ||
| 7 | Invesco Ltd. | 291,428 | 3,917,000 | 6.35% | PRN | |
| 8 | BANK OF AMERICA CORP /DE/ | 166,524 | 2,238,000 | 3.63% | ||
| 9 | Bartlett & Co. LLC | 130,810 | 1,758,000 | 2.85% | ||
| 10 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 81,885 | 1,101,000 | 1.78% | ||
| 11 | AMERIPRISE FINANCIAL INC | 44,220 | 677,000 | 1.10% | ||
| 12 | LPL Financial LLC | 41,087 | 552,000 | 0.89% | ||
| 13 | GUGGENHEIM CAPITAL LLC | 39,842 | 535,000 | 0.87% | ||
| 14 | Capital Investment Advisors, LLC | 34,565 | 464,554 | 0.75% | ||
| 15 | DOLIVER ADVISORS, LP | 33,719 | 453,000 | 0.73% | ||
| 16 | HighTower Advisors, LLC | 31,677 | 426,000 | 0.69% | ||
| 17 | RAYMOND JAMES & ASSOCIATES | 29,893 | 402,000 | 0.65% | ||
| 18 | STIFEL FINANCIAL CORP | 26,996 | 363,000 | 0.59% | ||
| 19 | Robert W. Baird & Co. Inc | 26,923 | 362,000 | 0.59% | ||
| 20 | SG Americas Securities, LLC | 25,970 | 349,000 | 0.57% | ||
| 21 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 17,854 | 240,000 | 0.39% | ||
| 22 | ProVise Management Group, LLC | 17,782 | 239,000 | 0.39% | ||
| 23 | Winslow, Evans & Crocker, Inc. | 16,383 | 220,188 | 0.36% | ||
| 24 | OPPENHEIMER & CO INC | 14,620 | 196,000 | 0.32% | ||
| 25 | Virtu KCG Holdings LLC | 13,190 | 177,000 | 0.29% | ||
| 26 | PNC FINANCIAL SERVICES GROUP, INC. | 12,400 | 166,000 | 0.27% | ||
| 27 | GOLDMAN SACHS GROUP INC | 11,347 | 153,000 | 0.25% | ||
| 28 | ROYAL BANK OF CANADA | 11,252 | 152,000 | 0.25% | ||
| 29 | CITIGROUP INC | 11,185 | 151,000 | 0.24% | ||
| 30 | FIFTH THIRD BANCORP | 10,721 | 144,000 | 0.23% | ||
| 31 | Commonwealth Equity Services, Inc | 10,408 | 140,000 | 0.23% | ||
| 32 | Capital Advisors, Ltd. LLC | 7,684 | 103,000 | 0.17% | ||
| 33 | Winfield Associates, Inc. | 5,000 | 67,000 | 0.11% | ||
| 34 | US BANCORP \DE\ | 4,822 | 65,000 | 0.11% | ||
| 35 | Corbenic Partners LLC | 4,745 | 64,000 | 0.10% | ||
| 36 | Regal Investment Advisors LLC | 3,625 | 49,000 | 0.08% | ||
| 37 | MSI Financial Services Inc | 3,338 | 45,000 | 0.07% | ||
| 38 | BESSEMER GROUP INC | 1,700 | 23,000 | 0.04% | ||
| 39 | FIRST MANHATTAN CO. LLC. | 1,666 | 22,000 | 0.04% | ||
| 40 | Gary Goldberg Planning Services Inc | 1,365 | 18,000 | 0.03% | ||
| 41 | Advisors Asset Management, Inc. | 1,054 | 14,000 | 0.02% | ||
| 42 | Transamerica Financial Advisors, LLC | 528 | 8,000 | 0.01% | ||
| 43 | Focused Wealth Management, Inc | 600 | 8,000 | 0.01% | ||
| 44 | DEUTSCHE BANK AG\ | 500 | 6,000 | 0.01% | ||
| 45 | Tower Research Capital LLC (TRC) | 422 | 6,000 | 0.01% | ||
| 46 | Creative Planning | 350 | 5,000 | 0.01% | ||
| 47 | WFG Advisors, LP | 402 | 5,000 | 0.01% | ||
| 48 | WHITTIER TRUST CO | 200 | 3,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
