| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 2,573,564 | 33,972,000 | 17.52% | ||
| 2 | Karpus Management, Inc. | 2,338,509 | 30,868,000 | 15.92% | ||
| 3 | SIT INVESTMENT ASSOCIATES INC | 1,419,305 | 18,735,000 | 9.66% | ||
| 4 | 1607 Capital Partners, LLC | 1,313,259 | 17,335,000 | 8.94% | ||
| 5 | UBS Group AG | 1,045,054 | 13,795,000 | 7.11% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 835,892 | 11,034,000 | 5.69% | ||
| 7 | MORGAN STANLEY | 797,646 | 10,529,000 | 5.43% | ||
| 8 | Saba Capital Management, L.P. | 750,974 | 9,913,000 | 5.11% | ||
| 9 | NEW VERNON INVESTMENT MANAGEMENT LLC | 456,459 | 6,025,000 | 3.11% | ||
| 10 | AQR CAPITAL MANAGEMENT LLC | 443,191 | 5,850,000 | 3.02% | ||
| 11 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 412,720 | 5,448,000 | 2.81% | ||
| 12 | Invesco Ltd. | 403,041 | 5,320,000 | 2.74% | PRN | |
| 13 | Bartlett & Co. LLC | 277,305 | 3,660,000 | 1.89% | ||
| 14 | GUGGENHEIM CAPITAL LLC | 264,510 | 3,491,000 | 1.80% | ||
| 15 | Atria Investments, Inc | 182,660 | 2,411,000 | 1.24% | ||
| 16 | ProVise Management Group, LLC | 175,654 | 2,319,000 | 1.20% | ||
| 17 | FIRST NATIONAL BANK & TRUST CO OF NEWTOWN | 109,684 | 1,447,000 | 0.75% | ||
| 18 | LPL Financial LLC | 100,844 | 1,331,000 | 0.69% | ||
| 19 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 88,332 | 1,166,000 | 0.60% | ||
| 20 | RAYMOND JAMES & ASSOCIATES | 76,001 | 1,003,000 | 0.52% | ||
| 21 | HighTower Advisors, LLC | 37,100 | 490,000 | 0.25% | ||
| 22 | SG Americas Securities, LLC | 35,186 | 464,000 | 0.24% | ||
| 23 | ROYAL BANK OF CANADA | 34,809 | 460,000 | 0.24% | ||
| 24 | STIFEL FINANCIAL CORP | 31,489 | 416,000 | 0.21% | ||
| 25 | Commonwealth Equity Services, Inc | 30,904 | 408,000 | 0.21% | ||
| 26 | Accuvest Global Advisors | 30,000 | 396,000 | 0.20% | ||
| 27 | Placemark Investments, Inc. | 28,036 | 370,000 | 0.19% | ||
| 28 | Robert W. Baird & Co. Inc | 27,692 | 366,000 | 0.19% | ||
| 29 | Capital Investment Advisors, LLC | 27,427 | 362,000 | 0.19% | ||
| 30 | NATIONAL PLANNING CORP | 23,905 | 324,152 | 0.17% | ||
| 31 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 23,110 | 305,000 | 0.16% | ||
| 32 | Pinnacle Summer Investments, Inc. | 19,512 | 270,000 | 0.14% | ||
| 33 | Benchmark Capital Advisors | 18,258 | 241,000 | 0.12% | ||
| 34 | OPPENHEIMER & CO INC | 17,877 | 236,000 | 0.12% | ||
| 35 | CUE ADVISORY SERVICES, INC. | 17,606 | 232,000 | 0.12% | ||
| 36 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 16,120 | 213,000 | 0.11% | ||
| 37 | NWAM LLC | 15,500 | 205,000 | 0.11% | ||
| 38 | FIFTH THIRD BANCORP | 15,013 | 198,000 | 0.10% | ||
| 39 | Selway Asset Management | 15,000 | 198,000 | 0.10% | ||
| 40 | PNC FINANCIAL SERVICES GROUP, INC. | 13,264 | 176,000 | 0.09% | ||
| 41 | Winslow, Evans & Crocker, Inc. | 12,624 | 166,624 | 0.09% | ||
| 42 | Family Firm, Inc. | 11,931 | 157,000 | 0.08% | ||
| 43 | AMERIPRISE FINANCIAL INC | 11,248 | 148,000 | 0.08% | ||
| 44 | GOLDMAN SACHS GROUP INC | 10,825 | 143,000 | 0.07% | ||
| 45 | Aviance Capital Partners, LLC | 10,606 | 140,000 | 0.07% | ||
| 46 | VSR Financial Services, Inc. | 10,411 | 137,000 | 0.07% | ||
| 47 | Cambridge Investment Research Advisors, Inc. | 10,217 | 135,000 | 0.07% | ||
| 48 | Tower Research Capital LLC (TRC) | 7,700 | 102,000 | 0.05% | ||
| 49 | Capital Advisors, Ltd. LLC | 6,444 | 85,000 | 0.04% | ||
| 50 | THOMPSON DAVIS & CO., INC. | 5,965 | 79,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
