| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 3,633,765 | 46,040,000 | 21.99% | ||
| 2 | Karpus Management, Inc. | 2,487,495 | 31,517,000 | 15.05% | ||
| 3 | 1607 Capital Partners, LLC | 1,348,024 | 17,079,000 | 8.16% | ||
| 4 | UBS Group AG | 1,298,532 | 16,452,000 | 7.86% | ||
| 5 | SIT INVESTMENT ASSOCIATES INC | 1,193,994 | 15,128,000 | 7.22% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 1,063,665 | 13,477,000 | 6.44% | ||
| 7 | MORGAN STANLEY | 962,525 | 12,195,000 | 5.82% | ||
| 8 | Invesco Ltd. | 591,136 | 7,489,000 | 3.58% | PRN | |
| 9 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 494,489 | 6,265,000 | 2.99% | ||
| 10 | Advisors Asset Management, Inc. | 471,724 | 5,977,000 | 2.85% | ||
| 11 | NEW VERNON INVESTMENT MANAGEMENT LLC | 456,459 | 5,783,000 | 2.76% | ||
| 12 | AQR ARBITRAGE LLC | 360,678 | 4,570,000 | 2.18% | ||
| 13 | Bartlett & Co. LLC | 295,958 | 3,750,000 | 1.79% | ||
| 14 | Atria Investments, Inc | 278,532 | 3,529,000 | 1.69% | ||
| 15 | GUGGENHEIM CAPITAL LLC | 225,069 | 2,853,000 | 1.36% | ||
| 16 | ProVise Management Group, LLC | 198,832 | 2,520,000 | 1.20% | ||
| 17 | DOLIVER ADVISORS, LP | 117,528 | 1,489,000 | 0.71% | ||
| 18 | FIRST NATIONAL BANK & TRUST CO OF NEWTOWN | 108,123 | 1,370,000 | 0.65% | ||
| 19 | LPL Financial LLC | 93,041 | 1,188,000 | 0.57% | ||
| 20 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 86,992 | 1,102,000 | 0.53% | ||
| 21 | Patten Group, Inc. | 79,138 | 1,002,678 | 0.48% | ||
| 22 | Family Firm, Inc. | 57,986 | 735,000 | 0.35% | ||
| 23 | RAYMOND JAMES & ASSOCIATES | 56,027 | 710,000 | 0.34% | ||
| 24 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 52,024 | 659,000 | 0.31% | ||
| 25 | AMERICAN INTERNATIONAL GROUP, INC. | 43,895 | 556,150 | 0.27% | ||
| 26 | Raymond James Financial Services Advisors, Inc. | 34,782 | 441,000 | 0.21% | ||
| 27 | STIFEL FINANCIAL CORP | 31,680 | 401,000 | 0.19% | ||
| 28 | Selway Asset Management | 31,420 | 398,000 | 0.19% | ||
| 29 | Capital Investment Advisors, LLC | 26,841 | 340,000 | 0.16% | ||
| 30 | BAIRD FINANCIAL GROUP, INC. | 24,304 | 308,000 | 0.15% | ||
| 31 | Commonwealth Equity Services, Inc | 24,031 | 304,000 | 0.15% | ||
| 32 | NATIONAL PLANNING CORP | 21,254 | 271,000 | 0.13% | ||
| 33 | Pinnacle Summer Investments, Inc. | 19,512 | 247,000 | 0.12% | ||
| 34 | ROYAL BANK OF CANADA | 18,600 | 236,000 | 0.11% | ||
| 35 | Accuvest Global Advisors | 18,500 | 234,000 | 0.11% | ||
| 36 | Benchmark Capital Advisors | 17,478 | 221,000 | 0.11% | ||
| 37 | CUE ADVISORY SERVICES, INC. | 16,826 | 213,000 | 0.10% | ||
| 38 | AMERIPRISE FINANCIAL INC | 16,566 | 210,000 | 0.10% | ||
| 39 | PNC FINANCIAL SERVICES GROUP, INC. | 15,944 | 201,000 | 0.10% | ||
| 40 | NWAM LLC | 16,000 | 196,000 | 0.09% | ||
| 41 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 14,025 | 178,000 | 0.09% | ||
| 42 | Winslow, Evans & Crocker, Inc. | 13,674 | 173,238 | 0.08% | ||
| 43 | GOLDMAN SACHS GROUP INC | 12,708 | 161,000 | 0.08% | ||
| 44 | First Allied Advisory Services, Inc. | 12,596 | 160,000 | 0.08% | ||
| 45 | Cetera Advisor Networks LLC | 10,228 | 143,000 | 0.07% | ||
| 46 | Aviance Capital Partners, LLC | 10,799 | 137,000 | 0.07% | ||
| 47 | OPPENHEIMER & CO INC | 10,380 | 131,000 | 0.06% | ||
| 48 | CENTRAL TRUST Co | 8,106 | 103,000 | 0.05% | ||
| 49 | Capital Advisors, Ltd. LLC | 6,444 | 82,000 | 0.04% | ||
| 50 | Regal Investment Advisors LLC | 5,125 | 64,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
