| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 150,921 | 2,074,000 | 24.49% | ||
| 2 | RAYMOND JAMES & ASSOCIATES | 127,868 | 1,757,000 | 20.75% | ||
| 3 | Camelot Portfolios, LLC | 94,610 | 1,300,000 | 15.35% | ||
| 4 | Karpus Management, Inc. | 74,845 | 1,028,000 | 12.14% | ||
| 5 | UBS AG | 38,903 | 534,000 | 6.31% | ||
| 6 | MORGAN STANLEY | 37,994 | 522,000 | 6.16% | ||
| 7 | GOLDMAN SACHS GROUP INC | 27,497 | 378,000 | 4.46% | ||
| 8 | WELLS FARGO & COMPANY/MN | 17,495 | 240,000 | 2.83% | ||
| 9 | AMERIPRISE FINANCIAL INC | 12,002 | 165,000 | 1.95% | ||
| 10 | Janney Montgomery Scott LLC | 10,595 | 145,575 | 1.72% | ||
| 11 | VAN ECK ASSOCIATES CORP | 7,325 | 101,000 | 1.19% | ||
| 12 | FIFTH THIRD BANCORP | 4,520 | 62,000 | 0.73% | ||
| 13 | Thomas J. Herzfeld Advisors, Inc. | 4,000 | 55,000 | 0.65% | ||
| 14 | Ledyard National Bank | 2,457 | 34,000 | 0.40% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 2,000 | 27,000 | 0.32% | ||
| 16 | ROYAL BANK OF CANADA | 1,200 | 16,000 | 0.19% | ||
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 969 | 13,000 | 0.15% | ||
| 18 | CITIGROUP INC | 684 | 9,000 | 0.11% | ||
| 19 | BENJAMIN F. EDWARDS & COMPANY, INC. | 500 | 7,000 | 0.08% | ||
| 20 | NORTHERN TRUST CORP | 12,200 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
