| 1 |
GUGGENHEIM CAPITAL LLC |
194,187 |
2,746,000 |
22.67% |
|
|
| 2 |
RAYMOND JAMES & ASSOCIATES |
136,095 |
1,924,000 |
15.89% |
|
|
| 3 |
Karpus Management, Inc. |
113,219 |
1,601,000 |
13.22% |
|
|
| 4 |
MORGAN STANLEY |
71,915 |
1,017,000 |
8.40% |
|
|
| 5 |
DOLIVER ADVISORS, LP |
49,503 |
700,000 |
5.78% |
|
|
| 6 |
WOLVERINE ASSET MANAGEMENT LLC |
47,106 |
666,000 |
5.50% |
|
|
| 7 |
AQR CAPITAL MANAGEMENT LLC |
43,137 |
610,000 |
5.04% |
|
|
| 8 |
UBS AG |
42,450 |
600,000 |
4.95% |
|
|
| 9 |
Advisors Asset Management, Inc. |
30,485 |
431,000 |
3.56% |
|
|
| 10 |
GOLDMAN SACHS GROUP INC |
27,497 |
389,000 |
3.21% |
|
|
| 11 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
18,594 |
263,000 |
2.17% |
|
|
| 12 |
Commonwealth Equity Services, Inc |
16,985 |
240,000 |
1.98% |
|
|
| 13 |
BANK OF AMERICA CORP /DE/ |
12,250 |
173,000 |
1.43% |
|
|
| 14 |
WELLS FARGO & COMPANY/MN |
11,431 |
162,000 |
1.34% |
|
|
| 15 |
Janney Montgomery Scott LLC |
10,595 |
149,813 |
1.24% |
|
|
| 16 |
VAN ECK ASSOCIATES CORP |
9,287 |
131,000 |
1.08% |
|
|
| 17 |
MSI Financial Services Inc |
5,011 |
71,000 |
0.59% |
|
|
| 18 |
Peachtree Investment Advisors, Inc. |
4,700 |
66,000 |
0.54% |
|
|
| 19 |
Thomas J. Herzfeld Advisors, Inc. |
4,000 |
57,000 |
0.47% |
|
|
| 20 |
Ledyard National Bank |
2,479 |
35,000 |
0.29% |
|
|
| 21 |
AMERIPRISE FINANCIAL INC |
1,738 |
25,000 |
0.21% |
|
|
| 22 |
ROYAL BANK OF CANADA |
1,200 |
17,000 |
0.14% |
|
|
| 23 |
NEXT Financial Group, Inc |
900 |
13,000 |
0.11% |
|
|
| 24 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
792 |
11,000 |
0.09% |
|
|
| 25 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
500 |
7,000 |
0.06% |
|
|
| 26 |
Johnson Financial Group, Inc. |
200 |
3,000 |
0.02% |
|
|
| 27 |
CITIGROUP INC |
156 |
2,000 |
0.02% |
|
|
| 28 |
NORTHERN TRUST CORP |
12,200 |
1,000 |
0.01% |
|
|
