| 1 |
Advisors Asset Management, Inc. |
184,467 |
2,721,000 |
20.32% |
|
|
| 2 |
GUGGENHEIM CAPITAL LLC |
157,029 |
2,316,000 |
17.29% |
|
|
| 3 |
RAYMOND JAMES & ASSOCIATES |
144,525 |
2,132,000 |
15.92% |
|
|
| 4 |
Karpus Management, Inc. |
116,979 |
1,725,000 |
12.88% |
|
|
| 5 |
MORGAN STANLEY |
70,720 |
1,043,000 |
7.79% |
|
|
| 6 |
UBS Group AG |
42,434 |
626,000 |
4.67% |
|
|
| 7 |
AQR ARBITRAGE LLC |
37,749 |
557,000 |
4.16% |
|
|
| 8 |
GOLDMAN SACHS GROUP INC |
27,497 |
406,000 |
3.03% |
|
|
| 9 |
WELLS FARGO & COMPANY/MN |
22,380 |
330,000 |
2.46% |
|
|
| 10 |
COHEN & STEERS, INC. |
19,988 |
295,000 |
2.20% |
|
|
| 11 |
COHEN & STEERS CAPITAL MANAGEMENT INC |
19,988 |
295,000 |
2.20% |
|
|
| 12 |
BANK OF AMERICA CORP /DE/ |
13,324 |
197,000 |
1.47% |
|
|
| 13 |
VAN ECK ASSOCIATES CORP |
11,379 |
168,000 |
1.25% |
|
|
| 14 |
LPL Financial LLC |
10,541 |
156,000 |
1.16% |
|
|
| 15 |
Janney Montgomery Scott LLC |
10,595 |
156,000 |
1.16% |
|
|
| 16 |
MSI Financial Services Inc |
9,118 |
134,000 |
1.00% |
|
|
| 17 |
Ledyard National Bank |
2,479 |
37,000 |
0.28% |
|
|
| 18 |
PARSONS CAPITAL MANAGEMENT INC/RI |
2,000 |
30,000 |
0.22% |
|
PRN |
| 19 |
ROYAL BANK OF CANADA |
1,200 |
18,000 |
0.13% |
|
|
| 20 |
PNC FINANCIAL SERVICES GROUP, INC. |
1,000 |
15,000 |
0.11% |
|
|
| 21 |
NEXT Financial Group, Inc |
900 |
13,000 |
0.10% |
|
|
| 22 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
815 |
12,000 |
0.09% |
|
|
| 23 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
500 |
7,000 |
0.05% |
|
|
| 24 |
Johnson Financial Group, Inc. |
200 |
3,000 |
0.02% |
|
|
| 25 |
NORTHERN TRUST CORP |
12,200 |
1,000 |
0.01% |
|
|
