| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 229,591 | 3,230,000 | 23.63% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 172,699 | 2,430,000 | 17.78% | ||
| 3 | RAYMOND JAMES & ASSOCIATES | 139,029 | 1,963,000 | 14.36% | ||
| 4 | Invesco Ltd. | 99,203 | 1,401,000 | 10.25% | ||
| 5 | Karpus Management, Inc. | 83,324 | 1,177,000 | 8.61% | ||
| 6 | MORGAN STANLEY | 60,601 | 856,000 | 6.26% | ||
| 7 | COHEN & STEERS, INC. | 27,579 | 388,000 | 2.84% | ||
| 8 | UBS Group AG | 26,795 | 378,000 | 2.77% | ||
| 9 | AQR ARBITRAGE LLC | 23,010 | 324,000 | 2.37% | ||
| 10 | WELLS FARGO & COMPANY/MN | 22,381 | 316,000 | 2.31% | ||
| 11 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 17,682 | 250,000 | 1.83% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 16,020 | 226,000 | 1.65% | ||
| 13 | VAN ECK ASSOCIATES CORP | 12,681 | 179,000 | 1.31% | ||
| 14 | LPL Financial LLC | 11,171 | 158,000 | 1.16% | ||
| 15 | Janney Montgomery Scott LLC | 10,595 | 149,601 | 1.09% | ||
| 16 | MSI Financial Services Inc | 9,639 | 136,000 | 0.99% | ||
| 17 | Ledyard National Bank | 2,479 | 35,000 | 0.26% | ||
| 18 | CITIGROUP INC | 1,587 | 22,000 | 0.16% | ||
| 19 | ROYAL BANK OF CANADA | 1,200 | 17,000 | 0.12% | ||
| 20 | NEXT Financial Group, Inc | 900 | 12,000 | 0.09% | ||
| 21 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 826 | 12,000 | 0.09% | ||
| 22 | BENJAMIN F. EDWARDS & COMPANY, INC. | 500 | 7,000 | 0.05% | ||
| 23 | Johnson Financial Group, Inc. | 200 | 3,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
