| 1 |
GUGGENHEIM CAPITAL LLC |
168,908 |
2,422,000 |
17.18% |
|
|
| 2 |
RAYMOND JAMES & ASSOCIATES |
136,095 |
1,952,000 |
13.85% |
|
|
| 3 |
PT ASSET MANAGEMENT, LLC |
128,570 |
1,844,000 |
13.08% |
|
|
| 4 |
Karpus Management, Inc. |
118,579 |
1,700,000 |
12.06% |
|
|
| 5 |
Advisors Asset Management, Inc. |
111,759 |
1,603,000 |
11.37% |
|
|
| 6 |
MORGAN STANLEY |
74,373 |
1,066,000 |
7.56% |
|
|
| 7 |
AQR CAPITAL MANAGEMENT LLC |
45,223 |
648,000 |
4.60% |
|
|
| 8 |
UBS Group AG |
43,702 |
627,000 |
4.45% |
|
|
| 9 |
GOLDMAN SACHS GROUP INC |
27,497 |
394,000 |
2.79% |
|
|
| 10 |
DOLIVER ADVISORS, LP |
25,722 |
368,000 |
2.61% |
|
|
| 11 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
15,603 |
224,000 |
1.59% |
|
|
| 12 |
WELLS FARGO & COMPANY/MN |
15,431 |
222,000 |
1.57% |
|
|
| 13 |
Commonwealth Equity Services, Inc |
12,604 |
181,000 |
1.28% |
|
|
| 14 |
BANK OF AMERICA CORP /DE/ |
12,250 |
176,000 |
1.25% |
|
|
| 15 |
LPL Financial LLC |
10,741 |
154,000 |
1.09% |
|
|
| 16 |
Janney Montgomery Scott LLC |
10,595 |
151,932 |
1.08% |
|
|
| 17 |
VAN ECK ASSOCIATES CORP |
10,079 |
145,000 |
1.03% |
|
|
| 18 |
MSI Financial Services Inc |
4,818 |
69,000 |
0.49% |
|
|
| 19 |
Peachtree Investment Advisors, Inc. |
3,414 |
49,000 |
0.35% |
|
|
| 20 |
Ledyard National Bank |
2,479 |
36,000 |
0.26% |
|
|
| 21 |
ROYAL BANK OF CANADA |
1,200 |
17,000 |
0.12% |
|
|
| 22 |
Creative Planning |
1,000 |
14,000 |
0.10% |
|
|
| 23 |
NEXT Financial Group, Inc |
900 |
13,000 |
0.09% |
|
|
| 24 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
807 |
12,000 |
0.09% |
|
|
| 25 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
500 |
7,000 |
0.05% |
|
|
| 26 |
Johnson Financial Group, Inc. |
200 |
3,000 |
0.02% |
|
|
| 27 |
NORTHERN TRUST CORP |
12,200 |
1,000 |
0.01% |
|
|
