| 1 |
PT ASSET MANAGEMENT, LLC |
1,273,335 |
4,087,000 |
15.87% |
|
|
| 2 |
MORGAN STANLEY |
804,689 |
2,583,000 |
10.03% |
|
|
| 3 |
Shaker Financial Services, LLC |
744,228 |
2,389,000 |
9.28% |
|
|
| 4 |
Saba Capital Management, L.P. |
591,504 |
1,899,000 |
7.37% |
|
|
| 5 |
ALTFEST L J & CO INC |
66,323 |
1,786,000 |
6.94% |
|
|
| 6 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
529,948 |
1,720,000 |
6.68% |
|
|
| 7 |
CITIGROUP INC |
457,975 |
1,470,000 |
5.71% |
|
|
| 8 |
WOLVERINE ASSET MANAGEMENT LLC |
455,725 |
1,462,000 |
5.68% |
|
|
| 9 |
Invesco Ltd. |
448,784 |
1,441,000 |
5.60% |
|
|
| 10 |
WELLS FARGO & COMPANY/MN |
278,275 |
893,000 |
3.47% |
|
|
| 11 |
SG Americas Securities, LLC |
194,230 |
623,000 |
2.42% |
|
|
| 12 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
159,590 |
512,000 |
1.99% |
|
|
| 13 |
IMS Capital Management |
138,037 |
443,000 |
1.72% |
|
|
| 14 |
Gilman Hill Asset Management, LLC |
137,000 |
440,000 |
1.71% |
|
|
| 15 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
120,721 |
388,000 |
1.51% |
|
|
| 16 |
BANK OF AMERICA CORP /DE/ |
112,466 |
361,000 |
1.40% |
|
|
| 17 |
LPL Financial LLC |
87,378 |
281,000 |
1.09% |
|
|
| 18 |
Capital Investment Advisors, LLC |
84,087 |
270,000 |
1.05% |
|
|
| 19 |
GEODE CAPITAL MANAGEMENT, LLC |
76,241 |
244,000 |
0.95% |
|
PRN |
| 20 |
WEDBUSH SECURITIES INC |
72,044 |
231,000 |
0.90% |
|
|
| 21 |
UBS Group AG |
68,285 |
219,000 |
0.85% |
|
|
| 22 |
DOLIVER ADVISORS, LP |
67,651 |
217,000 |
0.84% |
|
|
| 23 |
Curi Capital, LLC |
62,897 |
202,000 |
0.78% |
|
|
| 24 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
54,531 |
175,000 |
0.68% |
|
|
| 25 |
Arete Wealth Advisors, LLC |
52,280 |
169,000 |
0.66% |
|
|
| 26 |
Annex Advisory Services, LLC |
51,250 |
165,000 |
0.64% |
|
|
| 27 |
Columbia Asset Management |
40,000 |
128,000 |
0.50% |
|
|
| 28 |
PNC FINANCIAL SERVICES GROUP, INC. |
40,000 |
128,000 |
0.50% |
|
|
| 29 |
CORNERSTONE ADVISORS INC |
32,850 |
105,000 |
0.41% |
|
|
| 30 |
B. Riley Wealth Management, Inc. |
29,000 |
93,000 |
0.36% |
|
|
| 31 |
Sunbelt Securities, Inc. |
28,412 |
91,204 |
0.35% |
|
|
| 32 |
ROYAL BANK OF CANADA |
24,761 |
79,000 |
0.31% |
|
|
| 33 |
OPTIMUM INVESTMENT ADVISORS |
20,000 |
64,000 |
0.25% |
|
|
| 34 |
Veritable, L.P. |
20,000 |
64,000 |
0.25% |
|
|
| 35 |
INVESTMENT MANAGEMENT OF VIRGINIA LLC |
17,440 |
56,000 |
0.22% |
|
|
| 36 |
VSR Financial Services, Inc. |
15,995 |
51,000 |
0.20% |
|
|
| 37 |
AMERIPRISE FINANCIAL INC |
13,420 |
43,000 |
0.17% |
|
|
| 38 |
Commonwealth Equity Services, Inc |
11,986 |
38,000 |
0.15% |
|
|
| 39 |
BECK MACK & OLIVER LLC |
10,800 |
35,000 |
0.14% |
|
|
| 40 |
AMERICAN INTERNATIONAL GROUP, INC. |
9,175 |
29,452 |
0.11% |
|
|
| 41 |
Advisors Asset Management, Inc. |
5,997 |
19,000 |
0.07% |
|
|
| 42 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
4,700 |
15,000 |
0.06% |
|
|
| 43 |
Creative Planning |
3,740 |
12,000 |
0.05% |
|
|
| 44 |
DELTA ASSET MANAGEMENT LLC/TN |
2,100 |
7,000 |
0.03% |
|
|
| 45 |
SEARLE & CO. |
1,902 |
6,000 |
0.02% |
|
|
| 46 |
NEXT Financial Group, Inc |
1,600 |
5,000 |
0.02% |
|
|
| 47 |
SIGNATUREFD, LLC |
1,600 |
5,000 |
0.02% |
|
|
| 48 |
WESTPORT RESOURCES MANAGEMENT INC |
1,268 |
4,000 |
0.02% |
|
|
| 49 |
US BANCORP \DE\ |
1,000 |
3,000 |
0.01% |
|
|
| 50 |
Lehman Financial Resources, Inc. |
634 |
2,000 |
0.01% |
|
|
