| 1 |
Saba Capital Management, L.P. |
5,561,125 |
15,960,000 |
50.67% |
|
|
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
1,195,640 |
3,431,000 |
10.89% |
|
|
| 3 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
684,714 |
1,931,000 |
6.13% |
|
|
| 4 |
Invesco Ltd. |
509,951 |
1,464,000 |
4.65% |
|
|
| 5 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
470,627 |
1,351,000 |
4.29% |
|
|
| 6 |
Laurion Capital Management LP |
307,905 |
884,000 |
2.81% |
|
|
| 7 |
BANK OF AMERICA CORP /DE/ |
297,416 |
854,000 |
2.71% |
|
|
| 8 |
WOLVERINE ASSET MANAGEMENT LLC |
252,452 |
724,000 |
2.30% |
|
|
| 9 |
WEDBUSH SECURITIES INC |
169,586 |
487,000 |
1.55% |
|
|
| 10 |
Bulldog Investors, LLP |
149,110 |
426,000 |
1.35% |
|
|
| 11 |
LPL Financial LLC |
133,660 |
376,000 |
1.19% |
|
|
| 12 |
SIT INVESTMENT ASSOCIATES INC |
126,400 |
363,000 |
1.15% |
|
|
| 13 |
WELLS FARGO & COMPANY/MN |
112,986 |
324,000 |
1.03% |
|
|
| 14 |
IMS Capital Management |
104,937 |
301,000 |
0.96% |
|
|
| 15 |
Raymond James Financial Services Advisors, Inc. |
87,989 |
253,000 |
0.80% |
|
|
| 16 |
UBS Group AG |
77,723 |
223,000 |
0.71% |
|
|
| 17 |
M&T BANK CORP |
77,114 |
221,000 |
0.70% |
|
|
| 18 |
Capital Investment Advisors, LLC |
69,192 |
199,000 |
0.63% |
|
|
| 19 |
Gilman Hill Asset Management, LLC |
67,000 |
192,000 |
0.61% |
|
|
| 20 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
65,821 |
189,000 |
0.60% |
|
|
| 21 |
MORGAN STANLEY |
56,502 |
163,000 |
0.52% |
|
|
| 22 |
Annex Advisory Services, LLC |
54,700 |
157,000 |
0.50% |
|
|
| 23 |
Columbia Asset Management |
40,000 |
114,000 |
0.36% |
|
|
| 24 |
Sunbelt Securities, Inc. |
34,170 |
98,035 |
0.31% |
|
|
| 25 |
JD CAPITAL MANAGEMENT LLC |
30,780 |
88,000 |
0.28% |
|
|
| 26 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
25,700 |
74,000 |
0.23% |
|
|
| 27 |
Virtu KCG Holdings LLC |
22,959 |
66,000 |
0.21% |
|
|
| 28 |
AMERIPRISE FINANCIAL INC |
22,042 |
63,000 |
0.20% |
|
|
| 29 |
VSR Financial Services, Inc. |
20,700 |
59,000 |
0.19% |
|
|
| 30 |
OPTIMUM INVESTMENT ADVISORS |
20,000 |
57,000 |
0.18% |
|
|
| 31 |
INVESTMENT MANAGEMENT OF VIRGINIA LLC |
17,440 |
50,000 |
0.16% |
|
|
| 32 |
Commonwealth Equity Services, Inc |
13,923 |
40,000 |
0.13% |
|
|
| 33 |
Curi Capital, LLC |
13,192 |
38,000 |
0.12% |
|
|
| 34 |
CITADEL ADVISORS LLC |
13,226 |
38,000 |
0.12% |
|
|
| 35 |
Concert Wealth Management Inc. |
12,829 |
37,000 |
0.12% |
|
|
| 36 |
B. Riley Wealth Management, Inc. |
12,000 |
34,000 |
0.11% |
|
|
| 37 |
INVESTMENT CENTERS OF AMERICA INC |
10,442 |
30,000 |
0.10% |
|
|
| 38 |
BLACKROCK ADVISORS LLC |
9,686 |
28,000 |
0.09% |
|
|
| 39 |
BANK OF MONTREAL /CAN/ |
7,350 |
21,000 |
0.07% |
|
|
| 40 |
IFP ADVISORS, INC |
6,200 |
18,000 |
0.06% |
|
|
| 41 |
Advisors Asset Management, Inc. |
5,194 |
15,000 |
0.05% |
|
|
| 42 |
AMERICAN INTERNATIONAL GROUP, INC. |
4,300 |
12,000 |
0.04% |
|
|
| 43 |
Creative Planning |
3,740 |
11,000 |
0.03% |
|
|
| 44 |
GENEOS WEALTH MANAGEMENT INC. |
3,331 |
9,000 |
0.03% |
|
|
| 45 |
DELTA ASSET MANAGEMENT LLC/TN |
2,100 |
6,000 |
0.02% |
|
|
| 46 |
SIGNATUREFD, LLC |
1,600 |
5,000 |
0.02% |
|
|
| 47 |
WESTPORT RESOURCES MANAGEMENT INC |
1,268 |
4,000 |
0.01% |
|
|
| 48 |
NEXT Financial Group, Inc |
1,600 |
4,000 |
0.01% |
|
|
| 49 |
ROYAL BANK OF CANADA |
1,207 |
3,000 |
0.01% |
|
|
| 50 |
US BANCORP \DE\ |
1,000 |
3,000 |
0.01% |
|
|
