| 1 |
Saba Capital Management, L.P. |
5,909,177 |
18,555,000 |
53.33% |
|
|
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
1,532,763 |
4,813,000 |
13.83% |
|
|
| 3 |
Bulldog Investors, LLP |
669,142 |
2,101,000 |
6.04% |
|
|
| 4 |
Invesco Ltd. |
502,206 |
1,577,000 |
4.53% |
|
|
| 5 |
SIT INVESTMENT ASSOCIATES INC |
433,439 |
1,361,000 |
3.91% |
|
|
| 6 |
BANK OF AMERICA CORP /DE/ |
423,079 |
1,328,000 |
3.82% |
|
|
| 7 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
388,460 |
1,220,000 |
3.51% |
|
|
| 8 |
WEDBUSH SECURITIES INC |
250,367 |
786,000 |
2.26% |
|
|
| 9 |
IMS Capital Management |
101,437 |
319,000 |
0.92% |
|
|
| 10 |
Strategic Advisors LLC |
82,456 |
259,000 |
0.74% |
|
|
| 11 |
M&T BANK CORP |
77,114 |
242,000 |
0.70% |
|
|
| 12 |
Capital Investment Advisors, LLC |
67,557 |
212,000 |
0.61% |
|
|
| 13 |
Gilman Hill Asset Management, LLC |
67,000 |
210,000 |
0.60% |
|
|
| 14 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
62,814 |
197,000 |
0.57% |
|
|
| 15 |
Fiera Capital Corp |
52,852 |
166,000 |
0.48% |
|
|
| 16 |
MORGAN STANLEY |
52,044 |
163,000 |
0.47% |
|
|
| 17 |
Raymond James Financial Services Advisors, Inc. |
49,722 |
156,000 |
0.45% |
|
|
| 18 |
TWIN FOCUS CAPITAL PARTNERS, LLC |
43,000 |
135,000 |
0.39% |
|
|
| 19 |
LPL Financial LLC |
37,281 |
116,000 |
0.33% |
|
|
| 20 |
WELLS FARGO & COMPANY/MN |
28,956 |
91,000 |
0.26% |
|
|
| 21 |
AMERIPRISE FINANCIAL INC |
28,444 |
89,000 |
0.26% |
|
|
| 22 |
UBS Group AG |
25,981 |
82,000 |
0.24% |
|
|
| 23 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
20,700 |
64,000 |
0.18% |
|
|
| 24 |
OPTIMUM INVESTMENT ADVISORS |
20,000 |
63,000 |
0.18% |
|
|
| 25 |
INVESTMENT MANAGEMENT OF VIRGINIA LLC |
17,440 |
55,000 |
0.16% |
|
|
| 26 |
Sunbelt Securities, Inc. |
17,187 |
54,000 |
0.16% |
|
|
| 27 |
Virtu KCG Holdings LLC |
15,567 |
49,000 |
0.14% |
|
|
| 28 |
Annex Advisory Services, LLC |
15,635 |
49,000 |
0.14% |
|
|
| 29 |
GUGGENHEIM CAPITAL LLC |
14,016 |
44,000 |
0.13% |
|
|
| 30 |
TWO SIGMA SECURITIES, LLC |
12,142 |
38,000 |
0.11% |
|
|
| 31 |
Concert Wealth Management Inc. |
12,129 |
38,000 |
0.11% |
|
|
| 32 |
Commonwealth Equity Services, Inc |
11,947 |
38,000 |
0.11% |
|
|
| 33 |
Maryland Capital Management |
10,200 |
32,000 |
0.09% |
|
|
| 34 |
IFP ADVISORS, INC |
6,200 |
19,000 |
0.05% |
|
|
| 35 |
Advisors Asset Management, Inc. |
5,031 |
16,000 |
0.05% |
|
|
| 36 |
Creative Planning |
3,740 |
12,000 |
0.03% |
|
|
| 37 |
GENEOS WEALTH MANAGEMENT INC. |
3,331 |
10,000 |
0.03% |
|
|
| 38 |
DELTA ASSET MANAGEMENT LLC/TN |
2,100 |
7,000 |
0.02% |
|
|
| 39 |
JNBA Financial Advisors |
1,600 |
5,000 |
0.01% |
|
|
| 40 |
SIGNATUREFD, LLC |
1,600 |
5,000 |
0.01% |
|
|
| 41 |
NEXT Financial Group, Inc |
1,600 |
5,000 |
0.01% |
|
|
| 42 |
ROYAL BANK OF CANADA |
1,654 |
5,000 |
0.01% |
|
|
| 43 |
US BANCORP \DE\ |
1,000 |
3,000 |
0.01% |
|
|
| 44 |
ADVISOR GROUP, INC. |
800 |
3,000 |
0.01% |
|
|
| 45 |
SEI INVESTMENTS CO |
39 |
0 |
0.00% |
|
|
| 46 |
CITIGROUP INC |
66 |
0 |
0.00% |
|
|
