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FIRST TR/ABERDEEN EMERG OPT
FIRST TR/ABERDEEN EMERG OPT. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 22 Institutional holders with a total value of $39,925,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LAZARD ASSET MANAGEMENT LLC 977,927 16,086,000 40.29%
2 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 645,412 10,598,000 26.54%
3 WELLS FARGO & COMPANY/MN 203,929 3,355,000 8.40%
4 1607 Capital Partners, LLC 202,033 3,323,000 8.32%
5 Advisors Asset Management, Inc. 100,556 1,654,000 4.14%
6 MORGAN STANLEY 51,874 853,000 2.14%
7 WOLVERINE ASSET MANAGEMENT LLC 44,766 736,000 1.84%
8 ROYAL BANK OF CANADA 41,786 688,000 1.72%
9 Gramercy Funds Management LLC 35,612 586,000 1.47%
10 Raymond James Financial Services Advisors, Inc. 29,389 483,000 1.21%
11 CORNERSTONE ADVISORS INC 28,096 462,000 1.16%
12 Robert W. Baird & Co. Inc 19,769 325,000 0.81%
13 DOLIVER ADVISORS, LP 16,152 265,000 0.66%
14 WEDBUSH SECURITIES INC 14,986 247,000 0.62%
15 BANK OF AMERICA CORP /DE/ 7,307 120,000 0.30%
16 UBS Group AG 5,563 92,000 0.23%
17 WFG Advisors, LP 1,324 22,000 0.06%
18 CITIGROUP INC 757 12,000 0.03%
19 FIFTH THIRD BANCORP 560 9,000 0.02%
20 Tower Research Capital LLC (TRC) 300 5,000 0.01%
21 MSI Financial Services Inc 187 3,000 0.01%
22 HOWE & RUSLING INC 67 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.