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FIRST TR/ABERDEEN EMERG OPT
FIRST TR/ABERDEEN EMERG OPT. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 27 Institutional holders with a total value of $31,380,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LAZARD ASSET MANAGEMENT LLC 894,948 12,439,000 39.64%
2 1607 Capital Partners, LLC 351,908 4,888,000 15.58%
3 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 250,406 3,469,000 11.05%
4 WELLS FARGO & COMPANY/MN 214,636 2,981,000 9.50%
5 MORGAN STANLEY 154,511 2,146,000 6.84%
6 DESCHUTES PORTFOLIO STRATEGY, LLC 107,300 1,490,000 4.75%
7 CORNERSTONE ADVISORS INC 43,949 611,000 1.95%
8 UBS Group AG 30,821 428,000 1.36%
9 LPL Financial LLC 29,358 408,000 1.30%
10 CITIGROUP INC 28,692 399,000 1.27%
11 ROYAL BANK OF CANADA 28,182 392,000 1.25%
12 BAIRD FINANCIAL GROUP, INC. 17,659 245,000 0.78%
13 Raymond James Financial Services Advisors, Inc. 17,164 238,000 0.76%
14 BANK OF AMERICA CORP /DE/ 15,331 213,000 0.68%
15 DOLIVER ADVISORS, LP 13,136 183,000 0.58%
16 Commonwealth Equity Services, Inc 11,765 163,000 0.52%
17 BENJAMIN F. EDWARDS & COMPANY, INC. 11,671 162,000 0.52%
18 Advisors Asset Management, Inc. 11,496 160,000 0.51%
19 Gramercy Funds Management LLC 10,700 149,000 0.47%
20 First Allied Advisory Services, Inc. 10,010 139,000 0.44%
21 ADVISOR GROUP, INC. 2,000 28,000 0.09%
22 IFP ADVISORS, INC 1,187 16,000 0.05%
23 MSI Financial Services Inc 968 13,000 0.04%
24 Creative Planning 600 8,000 0.03%
25 FIFTH THIRD BANCORP 560 8,000 0.03%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 193 3,000 0.01%
27 HOWE & RUSLING INC 81 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.