| 1 |
KMS FINANCIAL SERVICES, INC |
345,390 |
7,502,000 |
16.93% |
|
|
| 2 |
Invesco Ltd. |
327,841 |
7,121,000 |
16.07% |
|
|
| 3 |
RAYMOND JAMES & ASSOCIATES |
286,791 |
6,229,000 |
14.05% |
|
|
| 4 |
MARINER INVESTMENT GROUP LLC |
274,237 |
5,956,000 |
13.44% |
|
|
| 5 |
WELLS FARGO & COMPANY/MN |
179,519 |
3,899,000 |
8.80% |
|
|
| 6 |
Relative Value Partners, LLC |
157,845 |
3,428,000 |
7.73% |
|
|
| 7 |
COHEN & STEERS, INC. |
50,175 |
1,090,000 |
2.46% |
|
|
| 8 |
Saba Capital Management, L.P. |
44,022 |
956,000 |
2.16% |
|
|
| 9 |
Prospera Financial Services Inc |
43,980 |
955,000 |
2.15% |
|
|
| 10 |
ROYAL BANK OF CANADA |
42,696 |
927,000 |
2.09% |
|
|
| 11 |
Mathes Company, Inc. |
36,400 |
791,000 |
1.78% |
|
|
| 12 |
Aviance Capital Partners, LLC |
32,600 |
708,072 |
1.60% |
|
|
| 13 |
First Allied Advisory Services, Inc. |
31,000 |
675,000 |
1.52% |
|
|
| 14 |
STIFEL FINANCIAL CORP |
30,775 |
668,000 |
1.51% |
|
|
| 15 |
WOLVERINE ASSET MANAGEMENT LLC |
30,677 |
666,000 |
1.50% |
|
|
| 16 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
17,733 |
385,000 |
0.87% |
|
|
| 17 |
SignalPoint Asset Management, LLC |
15,139 |
329,000 |
0.74% |
|
|
| 18 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
14,720 |
320,000 |
0.72% |
|
|
| 19 |
UBS AG |
13,465 |
292,000 |
0.66% |
|
|
| 20 |
LPL Financial LLC |
13,072 |
284,000 |
0.64% |
|
|
| 21 |
Private Advisor Group, LLC |
10,515 |
228,000 |
0.51% |
|
|
| 22 |
WEDBUSH SECURITIES INC |
10,272 |
223,000 |
0.50% |
|
|
| 23 |
MORGAN STANLEY |
8,435 |
183,000 |
0.41% |
|
|
| 24 |
Thomas J. Herzfeld Advisors, Inc. |
6,431 |
140,000 |
0.32% |
|
|
| 25 |
DEUTSCHE BANK AG\ |
6,000 |
130,000 |
0.29% |
|
|
| 26 |
B. Riley Wealth Advisors, Inc. |
5,500 |
119,000 |
0.27% |
|
|
| 27 |
PNC FINANCIAL SERVICES GROUP, INC. |
4,000 |
87,000 |
0.20% |
|
|
| 28 |
CITIGROUP INC |
650 |
14,000 |
0.03% |
|
|
| 29 |
FIFTH THIRD BANCORP |
500 |
11,000 |
0.02% |
|
|
| 30 |
Tower Research Capital LLC (TRC) |
200 |
4,000 |
0.01% |
|
|
| 31 |
MUFG Americas Holdings Corp |
33 |
1,000 |
0.00% |
|
|
