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FLAHERTY & CRUMRINE DYN PFD
FLAHERTY & CRUMRINE DYN PFD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 32 Institutional holders with a total value of $47,181,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Invesco Ltd. 604,260 14,146,000 29.98%
2 RAYMOND JAMES & ASSOCIATES 286,566 6,708,000 14.22%
3 WELLS FARGO & COMPANY/MN 186,586 4,368,000 9.26%
4 COHEN & STEERS CAPITAL MANAGEMENT INC 133,138 3,117,000 6.61%
5 COHEN & STEERS, INC. 133,138 3,117,000 6.61%
6 UBS Group AG 98,905 2,315,000 4.91%
7 LPL Financial LLC 92,028 2,156,000 4.57%
8 Aviance Capital Partners, LLC 68,514 1,604,000 3.40%
9 Mathes Company, Inc. 65,150 1,525,000 3.23%
10 FIRST TRUST ADVISORS LP 47,740 1,118,000 2.37%
11 MORGAN STANLEY 37,647 881,000 1.87%
12 Raymond James Financial Services Advisors, Inc. 36,125 846,000 1.79%
13 ROYAL BANK OF CANADA 27,483 644,000 1.36%
14 McGowan Group Asset Management, Inc. 26,281 615,000 1.30%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 26,125 611,000 1.30%
16 SeaBridge Investment Advisors LLC 23,390 548,000 1.16%
17 GUGGENHEIM CAPITAL LLC 17,704 414,000 0.88%
18 Cetera Advisor Networks LLC 17,448 408,000 0.86%
19 STIFEL FINANCIAL CORP 15,965 374,000 0.79%
20 SignalPoint Asset Management, LLC 15,037 352,000 0.75%
21 JPMORGAN CHASE & CO 12,600 295,000 0.63%
22 Prospera Financial Services Inc 11,807 276,000 0.58%
23 DEUTSCHE BANK AG\ 10,720 250,000 0.53%
24 PNC FINANCIAL SERVICES GROUP, INC. 7,083 166,000 0.35%
25 BANK OF AMERICA CORP /DE/ 4,638 109,000 0.23%
26 Capital Investment Advisors, LLC 89,829 105,000 0.22%
27 Gemmer Asset Management LLC 1,900 44,000 0.09%
28 MSI Financial Services Inc 1,200 28,000 0.06%
29 CITIGROUP INC 708 17,000 0.04%
30 Regal Investment Advisors LLC 400 9,000 0.02%
31 Advisory Services Network, LLC 355 8,000 0.02%
32 NEXT Financial Group, Inc 300 7,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.