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FLAHERTY & CRUMRINE DYN PFD
FLAHERTY & CRUMRINE DYN PFD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 42 Institutional holders with a total value of $49,056,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Oxbow Advisors, LLC 309,455 7,356,000 15.00%
2 Invesco Ltd. 298,193 7,088,000 14.45%
3 RAYMOND JAMES & ASSOCIATES 296,422 7,046,000 14.36%
4 WELLS FARGO & COMPANY/MN 131,752 3,132,000 6.38%
5 Raymond James Financial Services Advisors, Inc. 130,927 3,112,000 6.34%
6 LPL Financial LLC 111,703 2,675,000 5.45%
7 ENVESTNET ASSET MANAGEMENT INC 93,211 2,217,000 4.52%
8 UBS Group AG 91,740 2,181,000 4.45%
9 MORGAN STANLEY 81,069 1,927,000 3.93%
10 Mathes Company, Inc. 71,025 1,688,000 3.44%
11 Aviance Capital Partners, LLC 69,927 1,662,000 3.39%
12 FIRST TRUST ADVISORS LP 40,540 964,000 1.97%
13 GUGGENHEIM CAPITAL LLC 38,395 913,000 1.86%
14 Covington Capital Management 29,800 708,000 1.44%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 24,412 580,000 1.18%
16 ROYAL BANK OF CANADA 24,048 572,000 1.17%
17 COHEN & STEERS, INC. 23,911 568,000 1.16%
18 ADVANTAGE INVESTMENT MANAGEMENT, LLC 21,541 512,000 1.04%
19 Cetera Advisor Networks LLC 20,600 492,000 1.00%
20 Bison Wealth, LLC 19,955 474,000 0.97%
21 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 18,418 437,000 0.89%
22 Private Advisor Group, LLC 14,530 351,000 0.72%
23 Yorktown Management & Research Co Inc 14,215 338,000 0.69%
24 Partnervest Advisory Services LLC 13,488 321,000 0.65%
25 Weiss Asset Management LP 11,820 281,000 0.57%
26 PNC FINANCIAL SERVICES GROUP, INC. 11,445 272,000 0.55%
27 MERIDIAN WEALTH MANAGEMENT, LLC 11,096 264,000 0.54%
28 STIFEL FINANCIAL CORP 11,021 259,000 0.53%
29 Squarepoint Ops LLC 9,200 219,000 0.45%
30 ADVISOR GROUP, INC. 3,898 93,000 0.19%
31 CITIGROUP INC 3,540 84,000 0.17%
32 WFG Advisors, LP 3,050 72,000 0.15%
33 BANK OF AMERICA CORP /DE/ 2,044 49,000 0.10%
34 NEXT Financial Group, Inc 1,325 31,000 0.06%
35 MSI Financial Services Inc 1,200 29,000 0.06%
36 Gradient Investments LLC 1,118 27,000 0.06%
37 BROWN BROTHERS HARRIMAN & CO 1,000 24,000 0.05%
38 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 900 21,000 0.04%
39 MANUFACTURERS LIFE INSURANCE COMPANY, THE 350 8,000 0.02%
40 PENSERRA CAPITAL MANAGEMENT LLC 310 7,000 0.01%
41 Creative Planning 100 2,000 0.00%
42 SEI INVESTMENTS CO 9 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.