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FLAHERTY & CRUMRINE DYN PFD
FLAHERTY & CRUMRINE DYN PFD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 36 Institutional holders with a total value of $51,991,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Invesco Ltd. 454,338 10,405,000 20.01%
2 McGowan Group Asset Management, Inc. 292,327 6,694,000 12.88%
3 LPL Financial LLC 235,369 5,458,000 10.50%
4 RAYMOND JAMES & ASSOCIATES 237,060 5,429,000 10.44%
5 COHEN & STEERS, INC. 159,523 3,653,000 7.03%
6 WELLS FARGO & COMPANY/MN 133,999 3,069,000 5.90%
7 UBS Group AG 95,615 2,190,000 4.21%
8 Raymond James Financial Services Advisors, Inc. 85,881 1,967,000 3.78%
9 Aviance Capital Partners, LLC 81,947 1,877,000 3.61%
10 Mathes Company, Inc. 74,050 1,696,000 3.26%
11 SeaBridge Investment Advisors LLC 63,135 1,446,000 2.78%
12 GUGGENHEIM CAPITAL LLC 52,737 1,208,000 2.32%
13 MORGAN STANLEY 49,346 1,130,000 2.17%
14 FIRST TRUST ADVISORS LP 47,740 1,093,000 2.10%
15 Covington Capital Management 30,925 708,000 1.36%
16 Cetera Advisor Networks LLC 24,238 556,000 1.07%
17 ROYAL BANK OF CANADA 23,016 527,000 1.01%
18 STIFEL FINANCIAL CORP 21,465 492,000 0.95%
19 COBIZ WEALTH, LLC 21,000 481,000 0.93%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 20,680 473,000 0.91%
21 Bison Wealth, LLC 20,092 457,000 0.88%
22 PNC FINANCIAL SERVICES GROUP, INC. 11,529 264,000 0.51%
23 SignalPoint Asset Management, LLC 9,861 226,000 0.43%
24 DEUTSCHE BANK AG\ 5,000 114,000 0.22%
25 Transamerica Financial Advisors, LLC 3,400 78,000 0.15%
26 BANK OF MONTREAL /CAN/ 2,700 62,000 0.12%
27 ADVANTAGE INVESTMENT MANAGEMENT, LLC 2,600 60,000 0.12%
28 BANK OF AMERICA CORP /DE/ 2,286 52,000 0.10%
29 MSI Financial Services Inc 1,200 27,000 0.05%
30 IFP ADVISORS, INC 1,200 27,000 0.05%
31 Creative Planning 1,158 27,000 0.05%
32 Formidable Asset Management, LLC 1,100 25,000 0.05%
33 NEXT Financial Group, Inc 300 6,000 0.01%
34 Advisory Services Network, LLC 200 5,000 0.01%
35 PENSERRA CAPITAL MANAGEMENT LLC 219 5,000 0.01%
36 Tower Research Capital LLC (TRC) 167 4,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.