| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 293,300 | 3,913,000 | 37.99% | ||
| 2 | WELLS FARGO & COMPANY/MN | 78,422 | 1,046,000 | 10.15% | ||
| 3 | MORGAN STANLEY | 66,396 | 886,000 | 8.60% | ||
| 4 | UBS AG | 56,092 | 748,000 | 7.26% | ||
| 5 | INVESTMENT CENTERS OF AMERICA INC | 56,416 | 728,000 | 7.07% | ||
| 6 | DOLIVER ADVISORS, LP | 45,420 | 606,000 | 5.88% | ||
| 7 | ROYAL BANK OF CANADA | 37,725 | 503,000 | 4.88% | ||
| 8 | LPL Financial LLC | 24,699 | 329,000 | 3.19% | ||
| 9 | NATIONAL PLANNING CORP | 23,259 | 311,000 | 3.02% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 18,302 | 244,000 | 2.37% | ||
| 11 | AQR CAPITAL MANAGEMENT LLC | 17,515 | 234,000 | 2.27% | ||
| 12 | First Washington CORP | 15,400 | 205,000 | 1.99% | ||
| 13 | Cambridge Investment Research Advisors, Inc. | 12,753 | 170,000 | 1.65% | ||
| 14 | HighTower Advisors, LLC | 10,909 | 146,000 | 1.42% | ||
| 15 | US BANCORP \DE\ | 9,830 | 131,000 | 1.27% | ||
| 16 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 2,475 | 33,000 | 0.32% | ||
| 17 | WFG Advisors, LP | 2,300 | 31,000 | 0.30% | ||
| 18 | Creative Planning | 2,000 | 27,000 | 0.26% | ||
| 19 | CITIGROUP INC | 393 | 5,000 | 0.05% | ||
| 20 | Thomas J. Herzfeld Advisors, Inc. | 200 | 3,000 | 0.03% | ||
| 21 | WOLVERINE ASSET MANAGEMENT LLC | 198 | 2,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
