| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MACKAY SHIELDS LLC | 603,962 | 9,247,000 | 45.47% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 321,350 | 4,917,000 | 24.18% | ||
| 3 | NATIONAL PLANNING CORP | 58,498 | 888,000 | 4.37% | ||
| 4 | ROYAL BANK OF CANADA | 55,617 | 851,000 | 4.18% | ||
| 5 | MORGAN STANLEY | 52,122 | 798,000 | 3.92% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 42,567 | 651,000 | 3.20% | ||
| 7 | UBS Group AG | 36,124 | 553,000 | 2.72% | ||
| 8 | Raymond James Financial Services Advisors, Inc. | 32,475 | 497,000 | 2.44% | ||
| 9 | LPL Financial LLC | 31,409 | 479,000 | 2.36% | ||
| 10 | WELLS FARGO & COMPANY/MN | 21,556 | 330,000 | 1.62% | ||
| 11 | Cambridge Investment Research Advisors, Inc. | 19,538 | 299,000 | 1.47% | ||
| 12 | INVESTMENT CENTERS OF AMERICA INC | 17,863 | 273,000 | 1.34% | ||
| 13 | Commonwealth Equity Services, Inc | 13,686 | 209,000 | 1.03% | ||
| 14 | CITIGROUP INC | 9,185 | 141,000 | 0.69% | ||
| 15 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 8,258 | 126,000 | 0.62% | ||
| 16 | US BANCORP \DE\ | 2,265 | 34,000 | 0.17% | ||
| 17 | Creative Planning | 2,000 | 31,000 | 0.15% | ||
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 550 | 8,000 | 0.04% | ||
| 19 | GENEOS WEALTH MANAGEMENT INC. | 389 | 6,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
